Securities Litigation and Enforcement in a Nutshell

Securities Litigation and Enforcement in a Nutshell PDF Author: MARGARET V.. NAGY SACHS (DONNA M. RUSSELLO, GERALD J.)
Publisher: West Academic Publishing
ISBN: 9781647082734
Category :
Languages : en
Pages : 551

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Book Description
The 2nd edition of the Securities Litigation and Enforcement Nutshell focuses on an area of law that burgeoned nearly two decades ago after the accounting and corporate governance scandals at Enron, WorldCom, and other large publicly traded companies. It is an area of law that has only continued to expand with the 2008 financial crisis and subsequent legislation, including the Dodd-Frank Act of 2010 and the JOBS Act of 2012, and with several recent rulings by the U.S. Supreme Court. The Nutshell examines private, SEC, and criminal enforcement of the federal securities laws, with an emphasis on the elements that establish securities fraud, and the doctrinal and practical issues that typically emerge in prosecuting or defending such claims.

Securities Litigation and Enforcement in a Nutshell

Securities Litigation and Enforcement in a Nutshell PDF Author: MARGARET V.. NAGY SACHS (DONNA M. RUSSELLO, GERALD J.)
Publisher: West Academic Publishing
ISBN: 9781647082734
Category :
Languages : en
Pages : 551

Get Book

Book Description
The 2nd edition of the Securities Litigation and Enforcement Nutshell focuses on an area of law that burgeoned nearly two decades ago after the accounting and corporate governance scandals at Enron, WorldCom, and other large publicly traded companies. It is an area of law that has only continued to expand with the 2008 financial crisis and subsequent legislation, including the Dodd-Frank Act of 2010 and the JOBS Act of 2012, and with several recent rulings by the U.S. Supreme Court. The Nutshell examines private, SEC, and criminal enforcement of the federal securities laws, with an emphasis on the elements that establish securities fraud, and the doctrinal and practical issues that typically emerge in prosecuting or defending such claims.

Global Securities Litigation and Enforcement

Global Securities Litigation and Enforcement PDF Author: Pierre-Henri Conac
Publisher: Cambridge University Press
ISBN: 1108577423
Category : Law
Languages : en
Pages : 1363

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Book Description
Global Securities Litigation and Enforcement provides a clear and exhaustive description of the national regime for the enforcement of securities legislation in cases of misrepresentation on financial markets. It covers 29 jurisdictions worldwide, some of them are important although their law is not well known. It will be an invaluable resource for academics and students of securities litigation, as well as for lawyers, policy-makers and regulators. The book also provides a comprehensive contribution debate on whether public or private enforcement is preferable in terms of development of securities markets. It will appeal to those interested in the legal origins theory and in comparative securities law, and shows that the classification of jurisdictions within legal families does not explain the differences in legal regimes. While US securities law often serves as a model for international convergence, some of its elements, such as securities class actions, have not been adopted worldwide.

Securities Litigation and Enforcement

Securities Litigation and Enforcement PDF Author: Donna M. Nagy
Publisher: West Academic Publishing
ISBN:
Category : Business & Economics
Languages : en
Pages : 1080

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Book Description
Designed to suit a variety of two or three credit courses and seminars, the casebook is being used to teach (1) courses in "securities litigation" that examine litigation topics under the Exchange Act and the Securities Act; (2) courses in "securities enforcement" that center on SEC and criminal enforcement, market manipulation, insider trading, and the professional responsibilities of attorneys and accountants; and (3) more specialized courses or seminars that build around the theme of "current topics in securities litigation."

Securities Litigation and Enforcement

Securities Litigation and Enforcement PDF Author: Joseph Groia
Publisher:
ISBN: 9780779800032
Category : Securities
Languages : en
Pages : 511

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Book Description


Enforcement of Corporate and Securities Law

Enforcement of Corporate and Securities Law PDF Author: Robin Hui Huang
Publisher: Cambridge University Press
ISBN: 1316738507
Category : Law
Languages : en
Pages : 553

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Book Description
This book assembles the world's most authoritative specialists for a comparative analysis of the enforcement of corporate and securities laws in thirteen national jurisdictions. It examines the enforcement of corporate and securities laws across the globe and across different legal and political systems from an in-depth comparative perspective.

Securities Litigation

Securities Litigation PDF Author: Jonathan C. Dickey
Publisher: Practising Law Institute
ISBN: 9781402408175
Category : Actions and defenses
Languages : en
Pages : 0

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Book Description
Securities Litigation: A Practitioner's Guide can help companies cope effectively with this major challenge, by providing you with the guidance you need to help your clients get the competitive edge in securities class actions.

The Enforcement of Securities Law in China

The Enforcement of Securities Law in China PDF Author: Wenming Xu
Publisher: Springer Nature
ISBN: 9811909040
Category : Law
Languages : en
Pages : 157

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Book Description
This book takes a law and economic approach to examine the securities law enforcement in China and provides an in-depth empirical analysis on the enforcement inputs and outputs. In contrast to previous studies, it systematically collects a large sample of judicated securities fraud cases and public sanctions as disclosed by the listed companies. The enforcement regime is further divided into the private enforcement exemplified by the civil litigation imitated by harmed investors and public enforcement by sanctions proceedings initiated by public agencies. Academic researchers, policy makers and practitioners, who are interested in the securities market and regulation could find the information provided in this book interesting.

Securities Litigation and Enforcement

Securities Litigation and Enforcement PDF Author: Donna M. Nagy
Publisher:
ISBN: 9780314259547
Category : Securities
Languages : en
Pages : 981

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Book Description


SEC Compliance and Enforcement Answer Book

SEC Compliance and Enforcement Answer Book PDF Author: David M. Stuart
Publisher:
ISBN: 9781402436062
Category : Corporate governance
Languages : en
Pages :

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Book Description


Pretrial Litigation in a Nutshell

Pretrial Litigation in a Nutshell PDF Author: R. Lawrence Dessem
Publisher: West Academic Publishing
ISBN:
Category : Law
Languages : en
Pages : 434

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Book Description
This Nutshell focuses on the Federal Rules of Civil Procedure, covering changes that resulted from major amendments to the Federal Rules of Civil Procedure and Federal Rules of Evidence that became effective on December 1, 2000. Since state counterparts to these federal rules have been adopted in a majority of jurisdictions, the pretrial skills considered in this text are essential in both state and federal practice. Coverage includes client interviewing, attorney-client relationship, pretrial planning and investigation, the complaint, responses, discovery, interrogatories, depositions, production requests, examination, and admissions. Also explores judicial intervention into the discovery process, pretrial motion practice, and judgments.