Securities Law Techniques PDF Download
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Author:
Publisher:
ISBN:
Category : Actions and defenses
Languages : en
Pages :
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Author:
Publisher:
ISBN:
Category : Actions and defenses
Languages : en
Pages :
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Book Description
Author: Marvin G. Pickholz
Publisher:
ISBN: 9780876329719
Category : Securities fraud
Languages : en
Pages :
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Book Description
Author:
Publisher:
ISBN:
Category : Securities
Languages : en
Pages : 710
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Book Description
Author: Charles J. Johnson
Publisher:
ISBN:
Category : Business & Economics
Languages : en
Pages : 1154
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Book Description
The highly anticipated Third Edition of Corporate Finance & the Securities Laws is a fully updated version of this classic work by two premier experts in the world of corporate finance. The book explains the legal environment in which capital markets transactions take place as well as explaining the transactions themselves and how professionals can manage the transaction and get it done. Some highlights in the Third Edition are: Underwriting practices the registration and distribution process Private placements Shelf registrations International finance Commercial paper Innovative financial products and asset-backed securities the Third Edition also includes updates on many important developments in corporate finance, including: New standards for IPO allocations the reduced role of analysts in securities offerings driven by reforms separating the interaction of research analysts And The investment bankers who bring in new business an updated look at MD&A (Management Discussion & Analysis) A new chapter focusing on asset-backed securities Sarbanes-Oxley's effects on disclosure requirements and due diligence the growing trend of On-line offerings Dealing with 'gun-jumping' problems Electronic delivery of offering documents New emphasis on financial statement due diligence New NASD corporate financing rule New NASD rule on retention of new issues (formerly the 'hot issue' rule) Exiting the SEC reporting system Innovative financing techniques And The Commodity Futures Modernization Act of 2000 Short sales and equity derivatives Innovations in convertible, exchangeable and equity-linked securities Amended Rule 10b-18 and more
Author: James Pastor
Publisher: Elsevier
ISBN: 0080465935
Category : Business & Economics
Languages : en
Pages : 628
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Book Description
Security Law and Methods examines suggested security methods designed to diminish or negate the consequence of crime and misconduct, and is an attempt to understand both the legal exposures related to crime and the security methods designed to prevent crime. The clear and concise writing of this groundbreaking work, as well as its insightful analysis of specific cases, explains crime prevention methods in light of legal and security principles. Divided into five parts, Security Law and Methods discusses the topics of premises liability and negligence, intentional torts and claims, agency and contract based claims, legal authority and liability, and the subject of terrorism. It also offers an evocative look at security issues that may arise in the future. The book serves as a comprehensive and insightful treatment of security, and is an invaluable addition to the current literature on security and the law. - Contains clear explanations of complicated legal concepts - Includes case excerpts, summaries, and discussion questions - Suggests additional research and relevant cases for further study
Author: Louis L. Straney
Publisher: John Wiley & Sons
ISBN: 0470918594
Category : Business & Economics
Languages : en
Pages : 210
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Book Description
The first complete, expert guide to securities and investment fraud Filled with expert guidance for detection and prevention of all kinds of securities fraud and investment misconduct, Securities Fraud helps you identify red flags of fraud and offers practical ways to detect and prevent it. Written by a Wall Street professional with three decades of experience spanning the most critical period of our financial markets This book challenges classic fraud theories, describing how to dismantle information silos that permit fraudsters to conceal their activities. Begins with an overview of the evolution of securities regulation and the impact of securities fraud Offers real cases and examples which illustrate recurring themes and red flags Provides the first guide of its kind to offer a complete look at the various kinds of securities fraud and investment misconduct Securities Fraud is the essential guide you need for a bird's-eye view of fraud that may be taking place even now within your own organization and with your portfolio.
Author: David E. Robbins
Publisher: MICHIE
ISBN:
Category : Business & Economics
Languages : en
Pages : 1078
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Book Description
This manual is acknowledged to be the essential reference in the field of securities arbitration. It systematically describes the issues that arise in a dispute, how to evaluate the merits of a case, & how to prepare & present cases to arbitration panels anywhere in the country. In the Third Edition, David Robbins updates his work to reflect the important new issues governing discovery on the Internet, NASD's new eligibility rule, & its rule on punitive damages.
Author: Louis Loss
Publisher:
ISBN:
Category : Securities
Languages : en
Pages :
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Book Description
Author: Louis Loss
Publisher: Wolters Kluwer Law & Business
ISBN: 9781543802757
Category : Corporations
Languages : en
Pages : 0
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Book Description
Previous editions : 2011 (6th), 1983 (1st).
Author: Patrick D. Dolan
Publisher: Law Journal Press
ISBN: 9781588520913
Category : Business & Economics
Languages : en
Pages : 1220
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Book Description
Written by over two dozen experts with hands-on experience, this timely and insightful work explains the benefits--and risks--of securitization, the legal tax, accounting, and other issues involved.
