Securities Investors Legal Rights

Securities Investors Legal Rights PDF Author: United States. Congress. House. Committee on Energy and Commerce. Subcommittee on Telecommunications and Finance
Publisher:
ISBN:
Category : Business & Economics
Languages : en
Pages : 196

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Securities Investors Legal Rights

Securities Investors Legal Rights PDF Author: United States. Congress. House. Committee on Energy and Commerce. Subcommittee on Telecommunications and Finance
Publisher:
ISBN:
Category : Business & Economics
Languages : en
Pages : 196

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Book Description


Federal Securities Law

Federal Securities Law PDF Author: Thomas Lee Hazen
Publisher:
ISBN:
Category : Electronic government information
Languages : en
Pages : 188

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Securities Investors Legal Rights

Securities Investors Legal Rights PDF Author: United States. Congress. House. Committee on Energy and Commerce. Subcommittee on Telecommunications and Finance
Publisher:
ISBN:
Category : Business & Economics
Languages : en
Pages : 196

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Book Description


Understanding Securities Law

Understanding Securities Law PDF Author: Marc I. Steinberg
Publisher: LexisNexis/Matthew Bender
ISBN:
Category : Business & Economics
Languages : en
Pages : 436

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Understanding the Securities Laws

Understanding the Securities Laws PDF Author: Larry D. Soderquist
Publisher:
ISBN:
Category : Securities
Languages : en
Pages : 384

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Broker-dealer Law and Regulation

Broker-dealer Law and Regulation PDF Author: Norman S. Poser
Publisher: Aspen Publishers
ISBN:
Category : Brokers
Languages : en
Pages : 536

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International Investment Law

International Investment Law PDF Author: Tarcisio Gazzini
Publisher: Martinus Nijhoff Publishers
ISBN: 9004214534
Category : Law
Languages : en
Pages : 363

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Book Description
Transnational investment involves a variety of actors (States, public and private legal entities, and natural persons) whose relationships are governed by rules and legal instruments belonging to different legal systems. This book provides a systematic study of the sources of rights and obligations in the field of transnational investment, and their coordination and interaction. It focuses primarily on the network of over 3,000 Bilateral Investment Treaties, international investment contracts, customary international law, the main multilateral treaties, national legislation, international case law and general principles of law. The book, firmly based on State practice, arbitral awards and national decisions, is indispensable to fully appraise the nature and content of the claims of private investors as well as to identify the law applicable in investment arbitration.

The Law of Private Investment Funds

The Law of Private Investment Funds PDF Author: Timothy Spangler
Publisher: OUP Oxford
ISBN: 0191635235
Category : Law
Languages : en
Pages : 413

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Book Description
The new edition of The Law of Private Investment Funds offers a practical analysis of the legal and regulatory issues that arise in connection with the structuring, formation, and operation of private investment funds, including hedge funds, private equity funds, real estate funds, and other non-retail collective investment vehicles. The book provides a unique analysis of these funds on a pan-asset class basis, as well as from a US, UK, and European perspective. The themes of investor protection and fiduciary challenge are considered in the context of the various sources available for investor protection including the substantive rights and obligations under general law, and voluntary and statutory rights of regulation. The author considers the various aspects of running private investment funds against the backdrop of regulation and investor protection. Issues such as structuring and launching, and marketing private investment funds are considered in full. The author also looks at the governance challenge where limited partnerships and offshore companies are concerned. The book identifies governance as a key issue for private investment fund participants and discusses in depth several ways in which managers and fund participants can improve the governance of their funds. In addition it analyses the consequences and impact of the recent global financial crisis on private funds, and the response of the US, UK, and European regulators. The new edition includes increased coverage of best practice and industry guidelines, including the ILPA Guidelines for private equity funds, and the MFA's Best Practices for hedge funds. It also provides discussion of new regulatory regimes in the US and EU, including the Dodd Frank Act and AIFMD.

The Law of Securities, Commodities and Bank Accounts

The Law of Securities, Commodities and Bank Accounts PDF Author: Marek Dubovec
Publisher: Edward Elgar Publishing
ISBN: 1782549021
Category : Business & Economics
Languages : en
Pages : 251

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Book Description
The author identifies and explains the critical components and functions of the systems for the holding of rights in accounts with intermediaries, identifying underlying principles that should be embodied in modern legislation underpinning the law of a

Securities Regulation in a Nutshell

Securities Regulation in a Nutshell PDF Author: David L. Ratner
Publisher:
ISBN:
Category : Business & Economics
Languages : en
Pages : 388

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Book Description