Bromberg and Lowenfels on Securities Fraud & Commodities Fraud

Bromberg and Lowenfels on Securities Fraud & Commodities Fraud PDF Author: Alan R. Bromberg
Publisher:
ISBN:
Category : Securities
Languages : en
Pages :

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Bromberg and Lowenfels on Securities Fraud & Commodities Fraud

Bromberg and Lowenfels on Securities Fraud & Commodities Fraud PDF Author: Alan R. Bromberg
Publisher:
ISBN:
Category : Securities
Languages : en
Pages :

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Book Description


SEC News Digest

SEC News Digest PDF Author:
Publisher:
ISBN:
Category : Securities
Languages : en
Pages : 798

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Book Description
Lists documents available from Public Reference Section, Securities and Exchange Commission.

Futures Trading Act of 1982

Futures Trading Act of 1982 PDF Author:
Publisher:
ISBN:
Category : Commodity exchanges
Languages : en
Pages : 200

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Managing Climate Risk in the U.S. Financial System

Managing Climate Risk in the U.S. Financial System PDF Author: Leonardo Martinez-Diaz
Publisher: U.S. Commodity Futures Trading Commission
ISBN: 057874841X
Category : Science
Languages : en
Pages : 196

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Book Description
This publication serves as a roadmap for exploring and managing climate risk in the U.S. financial system. It is the first major climate publication by a U.S. financial regulator. The central message is that U.S. financial regulators must recognize that climate change poses serious emerging risks to the U.S. financial system, and they should move urgently and decisively to measure, understand, and address these risks. Achieving this goal calls for strengthening regulators’ capabilities, expertise, and data and tools to better monitor, analyze, and quantify climate risks. It calls for working closely with the private sector to ensure that financial institutions and market participants do the same. And it calls for policy and regulatory choices that are flexible, open-ended, and adaptable to new information about climate change and its risks, based on close and iterative dialogue with the private sector. At the same time, the financial community should not simply be reactive—it should provide solutions. Regulators should recognize that the financial system can itself be a catalyst for investments that accelerate economic resilience and the transition to a net-zero emissions economy. Financial innovations, in the form of new financial products, services, and technologies, can help the U.S. economy better manage climate risk and help channel more capital into technologies essential for the transition. https://doi.org/10.5281/zenodo.5247742

Model Rules of Professional Conduct

Model Rules of Professional Conduct PDF Author: American Bar Association. House of Delegates
Publisher: American Bar Association
ISBN: 9781590318737
Category : Law
Languages : en
Pages : 216

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Book Description
The Model Rules of Professional Conduct provides an up-to-date resource for information on legal ethics. Federal, state and local courts in all jurisdictions look to the Rules for guidance in solving lawyer malpractice cases, disciplinary actions, disqualification issues, sanctions questions and much more. In this volume, black-letter Rules of Professional Conduct are followed by numbered Comments that explain each Rule's purpose and provide suggestions for its practical application. The Rules will help you identify proper conduct in a variety of given situations, review those instances where discretionary action is possible, and define the nature of the relationship between you and your clients, colleagues and the courts.

U.S. Regulation of the International Securities and Derivatives Markets

U.S. Regulation of the International Securities and Derivatives Markets PDF Author:
Publisher: Aspen Law & Business Publishers
ISBN:
Category : Business & Economics
Languages : en
Pages : 254

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The History of Commodity Futures Trading and Its Regulation

The History of Commodity Futures Trading and Its Regulation PDF Author: Jerry Markham
Publisher: Praeger
ISBN:
Category : Business & Economics
Languages : en
Pages : 328

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Book Description
This book analyzes the impact of regulation on today's commodity futures trading market by examining the development and growth of both. It addresses the development of regulatory efforts and examines the regulated futures exchange, discusses the creation and development of the Commodity Futures Trading Commission, and focuses on the types of commodity interests that are traded and their regulation. Commodity interests include leverage contracts, commodity futures contracts and options, and foreign contracts. Including an examination of the problems faced by the government in its regulatory efforts, this important new work is an accessible and authoritative guide for anyone involved in the commodity futures market, including banks, businesses, speculators, and regulators.

Reauthorization of the Commodity Futures Trading Commission

Reauthorization of the Commodity Futures Trading Commission PDF Author: United States. Congress. Senate. Committee on Agriculture, Nutrition, and Forestry. Subcommittee on Agricultural Research and General Legislation
Publisher:
ISBN:
Category :
Languages : en
Pages : 688

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Commodity Futures Improvements Act of 1989

Commodity Futures Improvements Act of 1989 PDF Author: United States. Congress. House. Committee on Agriculture. Subcommittee on Conservation, Credit, and Rural Development
Publisher:
ISBN:
Category : Brokers
Languages : en
Pages : 638

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White Collar Crime

White Collar Crime PDF Author: Katalin Ligeti
Publisher: Bloomsbury Publishing
ISBN: 1509917918
Category : Law
Languages : en
Pages : 439

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Book Description
White collar crime has expanded significantly over the course of the past two decades. Yet, not only as the amount of national and international legislation in the field grown, but it has also endured changes driving it away from the classic criminal law. These trends have been reflected in changes to national legislation, not infrequently prompted by supranational law, for example, in the financial or the environmental sector. New punishing regimes have emerged, such as UN blacklisting, smart sanctions, civil asset forfeiture, financial supervisory powers, compliance law, and anti-money laundering laws. Furthermore, the role of administrative sanctioning law has been growing as well as the role of private actors in the enforcement of punitive sanctions. The aim of this volume is to examine how various national criminal justice systems across Europe deal with the aforementioned challenges. In the first part, it takes a closer look at the following national systems: France, Germany, Poland and Sweden. Furthermore, it compares the European approach with the American one as a source of inspiration for unresolved difficulties and future developments. Further still, the authors explore those challenging issues regarding the field of economic and financial crime, including the Senior Managers Regime, corporate criminal liability, and whistle-blowers' protection. Timely and pertinent, this is an important new work in a fast-moving field.