SEC Rule 415

SEC Rule 415 PDF Author: First Boston Corporation
Publisher:
ISBN:
Category : Securities
Languages : en
Pages : 32

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Book Description

SEC Rule 415

SEC Rule 415 PDF Author: First Boston Corporation
Publisher:
ISBN:
Category : Securities
Languages : en
Pages : 32

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Book Description


Corporate Finance and the Securities Laws

Corporate Finance and the Securities Laws PDF Author: Charles J. Johnson
Publisher:
ISBN:
Category : Business & Economics
Languages : en
Pages : 1154

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Book Description
The highly anticipated Third Edition of Corporate Finance & the Securities Laws is a fully updated version of this classic work by two premier experts in the world of corporate finance. The book explains the legal environment in which capital markets transactions take place as well as explaining the transactions themselves and how professionals can manage the transaction and get it done. Some highlights in the Third Edition are: Underwriting practices the registration and distribution process Private placements Shelf registrations International finance Commercial paper Innovative financial products and asset-backed securities the Third Edition also includes updates on many important developments in corporate finance, including: New standards for IPO allocations the reduced role of analysts in securities offerings driven by reforms separating the interaction of research analysts And The investment bankers who bring in new business an updated look at MD&A (Management Discussion & Analysis) A new chapter focusing on asset-backed securities Sarbanes-Oxley's effects on disclosure requirements and due diligence the growing trend of On-line offerings Dealing with 'gun-jumping' problems Electronic delivery of offering documents New emphasis on financial statement due diligence New NASD corporate financing rule New NASD rule on retention of new issues (formerly the 'hot issue' rule) Exiting the SEC reporting system Innovative financing techniques And The Commodity Futures Modernization Act of 2000 Short sales and equity derivatives Innovations in convertible, exchangeable and equity-linked securities Amended Rule 10b-18 and more

Update--Rule 415 and Equity Markets

Update--Rule 415 and Equity Markets PDF Author:
Publisher:
ISBN:
Category : Corporations
Languages : en
Pages : 40

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The workings and controversies of SEC shelf registration Rule 415

The workings and controversies of SEC shelf registration Rule 415 PDF Author: Wayne Aaron Lampert
Publisher:
ISBN:
Category : Securities
Languages : en
Pages : 172

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Book Description


U.S. Regulation of the International Securities and Derivatives Markets

U.S. Regulation of the International Securities and Derivatives Markets PDF Author:
Publisher: Aspen Law & Business Publishers
ISBN:
Category : Business & Economics
Languages : en
Pages : 254

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Book Description


Investment Company Act Release

Investment Company Act Release PDF Author: United States. Securities and Exchange Commission
Publisher:
ISBN:
Category : Mutual funds
Languages : en
Pages : 974

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Higher Education Opportunity Act

Higher Education Opportunity Act PDF Author: United States
Publisher:
ISBN:
Category : Education, Higher
Languages : en
Pages : 432

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A Plain English Handbook

A Plain English Handbook PDF Author: United States. Securities and Exchange Commission. Office of Investor Education and Assistance
Publisher:
ISBN:
Category : Disclosure of information
Languages : en
Pages : 88

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SEC Rule 415

SEC Rule 415 PDF Author: David S. Kidwell
Publisher:
ISBN:
Category : Corporations
Languages : en
Pages : 50

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Federal Securities Code

Federal Securities Code PDF Author: American Law Institute
Publisher:
ISBN:
Category : Securities
Languages : en
Pages :

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