SEC Oversight

SEC Oversight PDF Author: United States. Congress. House. Committee on Energy and Commerce. Subcommittee on Telecommunications, Consumer Protection, and Finance
Publisher:
ISBN:
Category : Brokers
Languages : en
Pages : 200

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SEC Oversight

SEC Oversight PDF Author: United States. Congress. House. Committee on Energy and Commerce. Subcommittee on Telecommunications, Consumer Protection, and Finance
Publisher:
ISBN:
Category : Brokers
Languages : en
Pages : 200

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Financial Oversight of Enron

Financial Oversight of Enron PDF Author: United States. Congress. Senate. Committee on Governmental Affairs
Publisher:
ISBN:
Category : Credit ratings
Languages : en
Pages : 110

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SEC and Corporate Audits

SEC and Corporate Audits PDF Author: United States. Congress. House. Committee on Energy and Commerce. Subcommittee on Oversight and Investigations
Publisher:
ISBN:
Category : Auditors
Languages : en
Pages : 512

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SEC Oversight

SEC Oversight PDF Author: United States. Congress. House. Committee on Energy and Commerce. Subcommittee on Telecommunications, Consumer Protection, and Finance
Publisher:
ISBN:
Category : Brokers
Languages : en
Pages : 272

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Oversight of the U. S. Securities and Exchange Commission: Evaluating Present Reforms and Future Challenges

Oversight of the U. S. Securities and Exchange Commission: Evaluating Present Reforms and Future Challenges PDF Author: Mary L. Schapiro
Publisher: DIANE Publishing
ISBN: 1437936822
Category : Political Science
Languages : en
Pages : 20

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In 2009, the country was just emerging from an economic crisis that threatened our financial system and the American economy. Since then, the SEC has taken significant steps to make the SEC more vigilant, sharp, and responsive, and focus the agency on its core mission of protecting investors, maintaining fair and orderly markets, and facilitating capital formation. This testimony provides an overview of the actions and initiatives the SEC is taking to better protect investors, improve markets, and facilitate capital formation. It details the changes in personnel, processes and technology that have been made at the Commission. It also discusses the status of the SEC inquiry into the severe market disruption on May 6, 2010. Illustrations.

SEC Oversight of Investment Advisers

SEC Oversight of Investment Advisers PDF Author: United States. Congress. Senate. Committee on Banking, Housing, and Urban Affairs. Subcommittee on Securities
Publisher:
ISBN:
Category : Business & Economics
Languages : en
Pages : 230

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SEC Oversight and Technical Amendments

SEC Oversight and Technical Amendments PDF Author: United States. Congress. House. Committee on Energy and Commerce. Subcommittee on Telecommunications, Consumer Protection, and Finance
Publisher:
ISBN:
Category : Government publications
Languages : en
Pages : 390

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Enforcement Manual

Enforcement Manual PDF Author: United States. Securities and Exchange Commission. Division of Enforcement
Publisher:
ISBN:
Category : Corporation law
Languages : en
Pages : 144

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SEC, Oversight of the EDGAR System

SEC, Oversight of the EDGAR System PDF Author: United States. Congress. House. Committee on Energy and Commerce. Subcommittee on Oversight and Investigations
Publisher:
ISBN:
Category : EDGAR (Information retrieval system)
Languages : en
Pages : 364

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Performance and Accountability Report

Performance and Accountability Report PDF Author: National Science Foundation (U.S.)
Publisher:
ISBN:
Category : Research
Languages : en
Pages : 314

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