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Author: Richard J. Hillman
Publisher: DIANE Publishing
ISBN: 9780756726027
Category : Business & Economics
Languages : en
Pages : 44
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Book Description
In the past decade, securities markets have undergone tremendous growth & innovation. Responding to concern that the Securities & Exchange Commission's (SEC) workload has outgrown its resources & impaired SEC's ability to fulfill its mission, the General Accounting Office (GAO) undertook this study to: (1) determine how the securities markets have changed; (2) identify whether SEC's resource levels have affected its ability to regulate & oversee the markets; & (3) identify any other factors that may affect SEC's ability to fulfill its mission. Charts, tables, & graphs.
Author: Richard J. Hillman
Publisher: DIANE Publishing
ISBN: 9780756726027
Category : Business & Economics
Languages : en
Pages : 44
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Book Description
In the past decade, securities markets have undergone tremendous growth & innovation. Responding to concern that the Securities & Exchange Commission's (SEC) workload has outgrown its resources & impaired SEC's ability to fulfill its mission, the General Accounting Office (GAO) undertook this study to: (1) determine how the securities markets have changed; (2) identify whether SEC's resource levels have affected its ability to regulate & oversee the markets; & (3) identify any other factors that may affect SEC's ability to fulfill its mission. Charts, tables, & graphs.
Author:
Publisher: DIANE Publishing
ISBN: 1428945741
Category :
Languages : en
Pages : 34
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Book Description
This report responds to a mandate in the Investor and Capital Markets Fee Relief Act (the Act) for GAO to study the implications.
Author: United States. Congress. House. Committee on Government Operations. Commerce, Consumer, and Monetary Affairs Subcommittee
Publisher:
ISBN:
Category : Administrative agencies
Languages : en
Pages : 278
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Book Description
Author: United States. Congress. Senate
Publisher:
ISBN:
Category : Legislation
Languages : en
Pages : 2076
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Book Description
Author: United States. Securities and Exchange Commission
Publisher:
ISBN:
Category : Securities
Languages : en
Pages : 216
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Book Description
Author: United States. Congress. House
Publisher:
ISBN:
Category : Legislation
Languages : en
Pages :
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Book Description
Some vols. include supplemental journals of "such proceedings of the sessions, as, during the time they were depending, were ordered to be kept secret, and respecting which the injunction of secrecy was afterwards taken off by the order of the House."
Author: Mary L. Schapiro
Publisher: DIANE Publishing
ISBN: 1437917666
Category : Law
Languages : en
Pages : 64
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Book Description
The SEC Div. of Enforcement (Enforcement) plays a key role in meeting the agency's mission to protect investors and maintain fair and orderly markets. In recent years, Enforcement has brought cases yielding record civil penalties, but questions have been raised about its capacity to manage its resources and fulfill its law enforcement and investor protection responsibilities. This report evaluates: (1) SEC's progress toward implementing previous recommendations; (2) the extent to which Enforcement has an appropriate mix of resources dedicated to achieving its objectives; and (3) the adoption, implementation, and effects of recent penalty policies. Includes recommendations. Charts and tables.
Author: United States. Securities and Exchange Commission
Publisher:
ISBN:
Category : Securities
Languages : en
Pages : 680
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Book Description
Author: David W. Kammler
Publisher: Cambridge University Press
ISBN: 0521883407
Category : Mathematics
Languages : en
Pages : 863
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Book Description
This book introduces applied mathematics through Fourier analysis, with applications to studying sampling theory, PDEs, probability, diffraction, musical tones, and wavelets.
Author: United States. Securities and Exchange Commission
Publisher:
ISBN:
Category : Securities
Languages : en
Pages : 1220
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Book Description
