SEC Legislation, 1963

SEC Legislation, 1963 PDF Author: United States. Congress. Senate. Committee on Banking and Currency
Publisher:
ISBN:
Category : Brokers
Languages : en
Pages : 492

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Book Description
Considers legislation to extend disclosure requirements to issues of additional publicly traded securities and to provide for improved qualification and disciplinary procedures for registered brokers and dealers.

SEC Legislation, 1963, Hearings Before a Subcommittee of ..., 88-1 on S.1642 ...,June 18, 19, 20, 21, 24, and 25, 1963

SEC Legislation, 1963, Hearings Before a Subcommittee of ..., 88-1 on S.1642 ...,June 18, 19, 20, 21, 24, and 25, 1963 PDF Author: United States. Congress. Senate. Banking and Currency Committee
Publisher:
ISBN:
Category :
Languages : en
Pages : 486

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Book Description


SEC Legislation, 1963

SEC Legislation, 1963 PDF Author: United States. Congress. Senate. Committee on Banking and Currency
Publisher:
ISBN:
Category : Brokers
Languages : en
Pages : 492

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Book Description
Considers legislation to extend disclosure requirements to issues of additional publicly traded securities and to provide for improved qualification and disciplinary procedures for registered brokers and dealers.

SEC Legislation, 1963

SEC Legislation, 1963 PDF Author: United States. Congress. Senate. Committee on Banking and Currency
Publisher:
ISBN:
Category : Brokers
Languages : en
Pages : 470

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Book Description


SEC Legislation, 1963

SEC Legislation, 1963 PDF Author: Stati Uniti d'America. Committee on Banking and Currency
Publisher:
ISBN:
Category :
Languages : en
Pages : 470

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Book Description


Securities and Exchange Commission Legislation, 1963

Securities and Exchange Commission Legislation, 1963 PDF Author: United States. Congress. Senate. Committee on Banking and Currency
Publisher:
ISBN:
Category : Brokers
Languages : en
Pages : 120

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Book Description


Securities and Exchange Commission Legislation, 1963

Securities and Exchange Commission Legislation, 1963 PDF Author: EE. UU. Congress. Senate. Committee on Banking and Currency
Publisher:
ISBN:
Category :
Languages : en
Pages : 107

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Book Description


April 3; November 19-21, 1963. 1964. 673 p

April 3; November 19-21, 1963. 1964. 673 p PDF Author: United States. Congress. House. Committee on Interstate and Foreign Commerce
Publisher:
ISBN:
Category : Brokers
Languages : en
Pages : 696

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Book Description
Considers legislation to increase SEC control over securities exchange operations and to extend investment financial disclosure requirements. Includes report on management, operations, and reorganization of the American Stock Exchange, 1962 (p. 420-584)

Securities and Exchange Commission Legislation, 1963

Securities and Exchange Commission Legislation, 1963 PDF Author: United States. Congress. Senate. Committee on Banking and Currency
Publisher:
ISBN:
Category : Banks and banking
Languages : en
Pages : 111

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Book Description


Regulating the Sale of Securities

Regulating the Sale of Securities PDF Author: United States. Congress. House. Committee on the District of Columbia
Publisher:
ISBN:
Category :
Languages : en
Pages : 174

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Book Description


December 3-5, 1963; January 21-23; February 4, 5, 18, 19, 1964. pp. 675-1418

December 3-5, 1963; January 21-23; February 4, 5, 18, 19, 1964. pp. 675-1418 PDF Author: United States. Congress. House. Committee on Interstate and Foreign Commerce
Publisher:
ISBN:
Category : Brokers
Languages : en
Pages : 756

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Book Description
Considers legislation to increase SEC control over securities exchange operations and to extend investment financial disclosure requirements. Includes report on management, operations, and reorganization of the American Stock Exchange, 1962 (p. 420-584)