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Author:
Publisher:
ISBN:
Category : Disclosure of information (Securities law)
Languages : en
Pages : 544
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Book Description
Author:
Publisher:
ISBN:
Category : Disclosure of information (Securities law)
Languages : en
Pages : 544
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Book Description
Author: American Bar Association. House of Delegates
Publisher: American Bar Association
ISBN: 9781590318737
Category : Law
Languages : en
Pages : 216
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Book Description
The Model Rules of Professional Conduct provides an up-to-date resource for information on legal ethics. Federal, state and local courts in all jurisdictions look to the Rules for guidance in solving lawyer malpractice cases, disciplinary actions, disqualification issues, sanctions questions and much more. In this volume, black-letter Rules of Professional Conduct are followed by numbered Comments that explain each Rule's purpose and provide suggestions for its practical application. The Rules will help you identify proper conduct in a variety of given situations, review those instances where discretionary action is possible, and define the nature of the relationship between you and your clients, colleagues and the courts.
Author: United States Sentencing Commission
Publisher:
ISBN:
Category : Sentences (Criminal procedure)
Languages : en
Pages : 68
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Book Description
Author: Clifford E. Kirsch
Publisher:
ISBN:
Category : Investment advisors
Languages : en
Pages : 988
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Book Description
Author: United States. Securities and Exchange Commission. Division of Enforcement
Publisher:
ISBN:
Category : Corporation law
Languages : en
Pages : 144
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Book Description
Author:
Publisher:
ISBN:
Category : Securities
Languages : en
Pages :
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Book Description
Author: Mark Berman
Publisher:
ISBN: 9781904339540
Category : Securities
Languages : en
Pages : 733
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Book Description
Now in its fifth extended edition, SEC Regulation Outside the United States is the definitive guide to how the US federal securities laws and the rules and regulations of the SEC apply outside the United States. It is the only publication of its kind in the world.
Author: Thomas Lee Hazen
Publisher:
ISBN: 9780314269966
Category : Securities
Languages : en
Pages : 0
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Book Description
This title will help you acquire an understanding of the basic content and organization of federal and state securities law. It provides a summary of an intricate regulatory system. An authoritative summary, it covers the essential background and current status of each major area, while keeping details and citations to a minimum. It discusses the regulations governing public offerings, public companies, exemptions from SEC disclosure requirements, securities broker-dealers, as well as investment companies and investment advisers. It also explores sanctions, civil liabilities, and extraterritorial application. This edition includes recent developments including the Dodd-Frank Act as well as the JOBS Act, including the new crowdfunding and expanded Regulation A exemptions.
Author:
Publisher:
ISBN: 9780791330197
Category : Securities
Languages : en
Pages : 1108
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Author:
Publisher: Warren Gorham & Lamont
ISBN: 9780685696019
Category :
Languages : en
Pages : 1864
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Book Description
