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Author: United States. Congress. Senate. Committee on Banking and Currency
Publisher:
ISBN:
Category : Stock exchanges
Languages : en
Pages : 172
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Book Description
Considers problems related to SEC jurisdiction and regulatory procedures with respect to corporation proxy solicitations.
Author: United States. Congress. Senate. Committee on Banking and Currency
Publisher:
ISBN:
Category : Stock exchanges
Languages : en
Pages : 172
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Book Description
Considers problems related to SEC jurisdiction and regulatory procedures with respect to corporation proxy solicitations.
Author: United States. Congress. Senate. Committee on Banking and Currency
Publisher:
ISBN:
Category : Governmental investigations
Languages : en
Pages : 106
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Book Description
Author: United States. Congress. Senate. Committee on Banking and Currency
Publisher:
ISBN:
Category : Governmental investigations
Languages : en
Pages : 97
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Book Description
Author: United States. Congress. House. Committee on Government Operations. Commerce, Consumer, and Monetary Affairs Subcommittee
Publisher:
ISBN:
Category : Disclosure of information
Languages : en
Pages : 662
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Book Description
Author: United States. Congress. Senate. Committee on Banking and Currency
Publisher:
ISBN:
Category : Corporations
Languages : en
Pages : 74
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Book Description
Executive Session. Considers problems related to proxy contest between Fairbanks Morse Co. and Penn-Texas Corp.
Author: Arthur F. Mathews
Publisher:
ISBN:
Category : Actions and defenses
Languages : en
Pages : 433
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Book Description
Author: United States. Congress. Senate. Committee on Banking and Currency
Publisher:
ISBN:
Category : Stock exchanges
Languages : en
Pages : 163
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Book Description
Author: H. David Kotz
Publisher: DIANE Publishing
ISBN: 1437921868
Category : Biography & Autobiography
Languages : en
Pages : 477
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Book Description
Contents: (1) Results of the Invest.; (2) SEC Review of 2000 and 2001 Markopolos Complaints: (3) SEC 2004 OCIE Cause Exam. of Madoff; (4) SEC 2005 NERO Exam. of Madoff; (5) SEC 2006 Invest. of Markopolos Complaint; (6) Effect of Madoff¿s Stature and Reputation on SEC Exam.; (7) Allegations of Conflict of Interest from the Relationship between Eric Swanson and Shana Madoff; (8) Private Entities¿ Due Diligence Efforts Revealed Suspicious Activity about Madoff¿s Operations; (9) Potential Investors Relied upon the Fact That the SEC had Examined and Investigated Madoff in Making Decisions to Invest with Him; (10) Additional Complaints Received by the SEC re: Madoff; (11) Additional Exam. and Inspect. of Madoff¿s Firms by the SEC.
Author: United States. Securities and Exchange Commission. Division of Enforcement
Publisher:
ISBN:
Category : Corporation law
Languages : en
Pages : 144
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Book Description
Author: United States. Congress. Senate. Committee on Banking and Currency
Publisher:
ISBN:
Category : Corporations
Languages : en
Pages : 74
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Book Description
Executive Session. Considers problems related to proxy contest between Fairbanks Morse Co. and Penn-Texas Corp.
