Risk-based Internal Auditing for Depository Institutions PDF Download
Are you looking for read ebook online? Search for your book and save it on your Kindle device, PC, phones or tablets. Download Risk-based Internal Auditing for Depository Institutions PDF full book. Access full book title Risk-based Internal Auditing for Depository Institutions by William T. Thornhill. Download full books in PDF and EPUB format.
Author: William T. Thornhill
Publisher: Irwin Professional Publishing
ISBN:
Category : Business & Economics
Languages : en
Pages : 336
Get Book
Book Description
Author: William T. Thornhill
Publisher: Irwin Professional Publishing
ISBN:
Category : Business & Economics
Languages : en
Pages : 336
Get Book
Book Description
Author: CA Shiva Chaudhari
Publisher: Notion Press
ISBN: 1947498657
Category : Business & Economics
Languages : en
Pages : 264
Get Book
Book Description
There are many literatures on banking, banking laws, internal audit system and their applications in the banking sector, with each book focusing on a specific area. A Guide to Risk-Based Internal Audit System in Banks covers everything about banks, their operations, business, compliances and areas to be covered in risk-based audits and audit processes, in the form of guidance. This book will help company managements to implement the internal audit system in banks and at the same time, it explains the role and responsibilities of internal auditors whether in-house or outsourced. Why this book? v Written in simple and clear language using appropriate flowcharts and diagrams v Focuses on practical aspects of internal audit system in banks v Explains the evolution of the banking sector from traditional to modern v Explains laws governing the banking sector in India v Provides practical guidance on auditing each areas of banking operations and the assets and liabilities based on risk v Serves as a guide to auditors, students, academicians and bankers to understand and apply the risk-based internal audit concept in banks
Author: William T. Thornhill
Publisher: Irwin Professional Publishing
ISBN:
Category : Business & Economics
Languages : en
Pages : 346
Get Book
Book Description
Author: K. H. Spencer Pickett
Publisher: John Wiley & Sons
ISBN: 047169052X
Category : Business & Economics
Languages : en
Pages : 306
Get Book
Book Description
More now than ever before, auditing is in the spotlight; legislators, regulators, and top executives in all types of businesses realize the importance of auditors in the governance and performance equation. Previously routine and formulaic, internal auditing is now high-profile and high-pressure! Being an auditor in today's complex, highly regulated business environment involves more than crunching the numbers and balancing the books-it requires ensuring that appropriate checks and balances are in place to manage risk throughout the organization. Designed to help auditors in any type of business develop the essential understanding, capabilities, and tools needed to prepare credible, defensible audit plans, Audit Planning: A Risk-Based Approach helps auditors plan the audit process so that it makes a dynamic contribution to better governance, robust risk management, and more reliable controls. Invaluable to internal auditors facing new demands in the workplace, this book is also a "hands-on" reference for external auditors, compliance teams, financial controllers, consultants, executives, small business owners, and others charged with reviewing and validating corporate governance, risk management, and controls. The second book in the new Practical Auditor Series, which helps auditors get down to business, Audit Planning: A Risk-Based Approach gives new auditors principles and methodologies they can apply effectively and helps experienced auditors enhance their skills for success in the rapidly changing business world.
Author:
Publisher:
ISBN:
Category : Auditing, Internal
Languages : en
Pages : 222
Get Book
Book Description
Author: Elie Chamoun
Publisher: International Monetary Fund
ISBN: 1484357965
Category : Business & Economics
Languages : en
Pages : 22
Get Book
Book Description
Experience under the safeguards policy has shown that central banks continued to strengthen their safeguards frameworks, but that vulnerabilities prevailed in the areas of internal audit and oversight by the audit committee (AC). This paper takes steps to help unravel why this was the case, based on analysis of safeguards findings in these areas during the period April 2010 to December 2017 (covering 111 assessments at 64 central banks). Based on this analysis, it presents the key attributes that determine the effectiveness of internal audit and the AC. It also argues that, an effective internal audit function, coupled with strong oversight by a high-performing AC are key enablers of good governance.
Author: D. P. Gupta/r. K. Gupta
Publisher: Taxmann Publications Pvt Ltd
ISBN: 9788174966056
Category :
Languages : en
Pages : 504
Get Book
Book Description
Risk Based Internal Audit has become mandatory in all the banks (except RRBs) as per RBI. This book is a complete and comprehensive guide for doing Risk Based Internal Audit in all the Banks, which is conducted either by bank s own staff or by Chartered Accountants.Some of the Topics covered are as under: * Guidance Note of RBI * Tips on Risk Based Internal Audit * Commencement of Risk Based Internal Audit * Risk Based Management Systems * Credit Risk Management * Market Risk Management * Sound Practices for Management and Supervision of Operation Risk * Core Prinicples of Effective Supervision * Risk Based Suptervision of RBI * Risk Profile Techniques * Risk Management * Principles for the Management of Credit Risk * Audit Queries for Risk Based Internal Audit * Proforma of Risk Based Internal Audit Report * Case Study of Risk Based Internal Audit * Information System Audit Guidelines of RBI to avoid various risks * RBI Guidelines on Risk in Computer * Stock Risks and their mitigation All matters are appended with necessary guidelines, checklists, relevant RBI instructions and circulars, etc.This book is must for all Banks, their Head Offices, Zonal Offices, Regional Offices, Corporate Offices, Staff Training Colleges, Staff Training Centres, exceptionally, Extra Large Benches, Industrial Branches, Overseas Branches, Large Branches and for Chartered Accountants.
Author: David McNamee
Publisher: Institute of Internal Auditors Research Foundation Institute
ISBN:
Category : Auditing, Internal
Languages : en
Pages : 252
Get Book
Book Description
Author: United States Government Accountability Office
Publisher: Lulu.com
ISBN: 0359541828
Category : Reference
Languages : en
Pages : 88
Get Book
Book Description
Policymakers and program managers are continually seeking ways to improve accountability in achieving an entity's mission. A key factor in improving accountability in achieving an entity's mission is to implement an effective internal control system. An effective internal control system helps an entity adapt to shifting environments, evolving demands, changing risks, and new priorities. As programs change and entities strive to improve operational processes and implement new technology, management continually evaluates its internal control system so that it is effective and updated when necessary. Section 3512 (c) and (d) of Title 31 of the United States Code (commonly known as the Federal Managers? Financial Integrity Act (FMFIA)) requires the Comptroller General to issue standards for internal control in the federal government.
Author: K. H. Spencer Pickett
Publisher: John Wiley & Sons
ISBN: 047174008X
Category : Business & Economics
Languages : en
Pages : 287
Get Book
Book Description
Risk management is a part of mainstream corporate life that touches all aspects of every type of organization. Auditors must focus firmly on risk: risk to the business, the executives, and the stakeholders. Auditing the Risk Management Process incorporates all the latest developments in risk management as it applies to auditors, including the new Committee of Sponsoring Organizations of the Treadway Commission (COSO) enterprise risk paper. Auditing the Risk Management Process includes original risk maps and process models developed by the author, explaining where and how topics fit within an overall audit framework, all the latest developments in risk management as it applies to auditors, and insight into how enterprise risk management affects the responsibilities of both internal and external auditors.
