Review of Regulators' Oversight of Risk Management Systems at a Limited Number of Large, Complex Financiel Institution

Review of Regulators' Oversight of Risk Management Systems at a Limited Number of Large, Complex Financiel Institution PDF Author:
Publisher: DIANE Publishing Inc.
ISBN:
Category :
Languages : en
Pages : 34

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Review of Regulators' Oversight of Risk Management Systems at a Limited Number of Large, Complex Financiel Institution

Review of Regulators' Oversight of Risk Management Systems at a Limited Number of Large, Complex Financiel Institution PDF Author:
Publisher: DIANE Publishing Inc.
ISBN:
Category :
Languages : en
Pages : 34

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Book Description


Lessons Learned in Risk Management Oversight at Federal Financial Regulators

Lessons Learned in Risk Management Oversight at Federal Financial Regulators PDF Author: United States. Congress. Senate. Committee on Banking, Housing, and Urban Affairs. Subcommittee on Securities, Insurance, and Investment
Publisher:
ISBN:
Category : Business & Economics
Languages : en
Pages : 184

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Financial Regulation: Review of Regulators' Oversight of Risk Management Systems at a Limited Number of Large, Complex Instiututions

Financial Regulation: Review of Regulators' Oversight of Risk Management Systems at a Limited Number of Large, Complex Instiututions PDF Author: Orice M. Williams
Publisher:
ISBN: 9781437914474
Category :
Languages : en
Pages : 34

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Book Description
Financial regulators have an important role in assessing risk manaagement (RM) systems at financial institutions. Inadequate RM at large, complex financial institutions was one of the causes of the current financial crisis. The failure of the institutions to appropriately identify, measure, and manage their risks has raised questions not only about corp. governance but also about the adequacy of regulatory oversight of RM systems. This report reviewed: (1) how regulators oversee RM at these institutions; (2) the extent to which regulators identified shortcomings in RM at certain institutions prior to the summer of 2007; and (3) how some aspects of the regulatory system may have contributed to or hindered the oversight of RM. This is a print on demand report.

The Federal Reserve System Purposes and Functions

The Federal Reserve System Purposes and Functions PDF Author: Board of Governors of the Federal Reserve System
Publisher:
ISBN: 9780894991967
Category : Banks and Banking
Languages : en
Pages : 0

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Book Description
Provides an in-depth overview of the Federal Reserve System, including information about monetary policy and the economy, the Federal Reserve in the international sphere, supervision and regulation, consumer and community affairs and services offered by Reserve Banks. Contains several appendixes, including a brief explanation of Federal Reserve regulations, a glossary of terms, and a list of additional publications.

The End of Excess

The End of Excess PDF Author: United States. Congress. House. Committee on Financial Services. Subcommittee on Oversight and Investigations
Publisher:
ISBN:
Category : Business & Economics
Languages : en
Pages : 780

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Wall Street and the Financial Crisis: The role of bank regulators, April 16, 2010

Wall Street and the Financial Crisis: The role of bank regulators, April 16, 2010 PDF Author: United States. Congress. Senate. Committee on Homeland Security and Governmental Affairs. Permanent Subcommittee on Investigations
Publisher:
ISBN:
Category : Bank failures
Languages : en
Pages : 706

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Financial Regulation: Recent Crisis Reaffirms the Need to Overhaul the U. S. Regulatory System

Financial Regulation: Recent Crisis Reaffirms the Need to Overhaul the U. S. Regulatory System PDF Author: Richard J. Hillman
Publisher: DIANE Publishing
ISBN: 1437923399
Category : Law
Languages : en
Pages : 25

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Book Description
This is a print on demand edition of a hard to find publication. In the midst of the worst economic crisis affecting financial markets globally in more than 75 years, fed. officials have taken unprecedented steps to stem the unraveling of the financial services sector. While these actions aimed to provide relief in the short term, the severity of the crisis has shown clearly that in the long term, the current U.S. financial regulatory system was in need of significant reform. This testimony discusses: (1) how regulation has evolved and the significant limitations and gaps in the existing regulatory system; (2) the experiences of countries with other types of varying regulatory structures during the financial crisis; and (3) how certain aspects of proposals would reform the U.S. regulatory system. Charts and tables.

Wall Street and the Financial Crisis

Wall Street and the Financial Crisis PDF Author: United States. Congress. Senate. Committee on Homeland Security and Governmental Affairs. Permanent Subcommittee on Investigations
Publisher:
ISBN:
Category : Bank failures
Languages : en
Pages : 704

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Financial Markets Regulation

Financial Markets Regulation PDF Author: Orice Williams Brown
Publisher: DIANE Publishing
ISBN: 1437919901
Category : Business & Economics
Languages : en
Pages : 136

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Book Description
The Emergency Economic Stabilization Act directed a study of the role of leverage in the current financial crisis and federal oversight of leverage. The objectives were to review: (1) how leveraging and deleveraging by financial institutions may have contributed to the crisis; (2) regulations adopted by federal financial regulators to limit leverage and how regulators oversee compliance with the regulations; and (3) any limitations the current crisis has revealed in regulatory approaches used to restrict leverage and regulatory proposals to address them. To meet these objectives, the auditor reviewed relevant laws and regulations and academic and other studies, and interviewed regulators and market participants. Includes recommend. Illus.

Proprietary Trading: Regulators Will Need More Comprehensive Information to Fully Monitor Compliance with New Restrictions When Implemented

Proprietary Trading: Regulators Will Need More Comprehensive Information to Fully Monitor Compliance with New Restrictions When Implemented PDF Author: Orice Williams Brown
Publisher: DIANE Publishing
ISBN: 1437988547
Category : Business & Economics
Languages : en
Pages : 62

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Book Description