Recent Developments in Securities Law

Recent Developments in Securities Law PDF Author:
Publisher:
ISBN:
Category : Arbitration and award
Languages : en
Pages :

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Securities Regulation

Securities Regulation PDF Author: James D. Cox
Publisher: Aspen Publishing
ISBN: 1543838480
Category : Law
Languages : en
Pages : 1408

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Book Description
Buy a new version of this textbook and receive access to the Connected eBook on CasebookConnect, including: lifetime access to the online ebook with highlight, annotation, and search capabilities, plus an outline tool and other helpful resources. Connected eBooks provide what you need most to be successful in your law school classes. Learn more about Connected eBooks. The Tenth Edition of Securities Regulation: Cases and Materials encompasses the sea changes that have recently occurred in the securities laws and capital markets, brought about by both SEC rulemaking and shifts in underwriting practices. The casebook carries forward its long-held standard of providing students with an in-depth, sophisticated, practical look at contemporary securities law. As it has since its first edition, this volume contains a highly teachable mix of problems, cases, and textual material, encouraging students to build their knowledge base by being active problem-solvers. Always forward-thinking, stressing current developments and controversies, the book is also highly modular, so that professors can easily pick and choose how to structure their courses without being locked into any given progression. New to the Tenth Edition: Developments involving cryptocurrencies and coin offerings Commentary on market developments such as issues arising with the retailization of trading markets The SEC’s procedures for direct listings and the regulatory issues surrounding the explosion of SPACs The sweeping November 2020 reforms to the issuer transaction exemptions from registration, and the new standards for evaluating whether offerings will be integrated The Supreme Court’s most recent Goldman Sachs decision addressing fraud on the market Coverage of several developments affecting the SEC’s enforcement powers The SEC’s new rules for proxy advisory services and shareholder proposals Where the law stands today regarding the obligations of broker-dealers in the wake of Regulation Best Interest Professors and students will benefit from: The book’s highly modular organization, enabling different teaching formats and coverage Extensive use of problems that build student awareness of the fundamentals, with directions in the Teacher’s Manual on how best to teach them Concise notes that introduce the reader to both theory and real-life practice issues A book that is always up-to-date and on the cutting edge

Recent Developments in Securities Law

Recent Developments in Securities Law PDF Author:
Publisher:
ISBN:
Category : Arbitration and award
Languages : en
Pages :

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United States Securities Law

United States Securities Law PDF Author: James M. Bartos
Publisher: Kluwer Law International B.V.
ISBN: 9041123628
Category : Law
Languages : en
Pages : 326

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Book Description
Capital raising, mergers and acquisitions and securities trading around the world often involve some connection with the United States and implicate the US securities laws. United States Securities Law: A Practical Guide ,offers a concise overview of US securities laws from the perspective of a non-US participant. It is written not only for lawyers but for managers, bankers and others with an interest in the topic. This new edition has been significantly updated and expanded, including for the SEC's recent offering reforms and corporate governance developments. Praise for the Second Edition: This book has been a valuable resource in effectively counselling my company in the intricacies of SEC regulation. Jim, with his many years of counselling foreign issuers out of his firms London office, writes with a perspective that is particularly relevant to the needs of foreign companies listed on US exchanges. George Miller, Executive Vice President and General Counsel, Novartis Corporation. A well written and useful primer for those looking for quick, practical answers to real life questions or who wish to understand better the background and rationale to US securities law and regulation. Leland Goss, Managing Director, Credit Suisse. This book really is a practical guide to the US securities laws. It does a great job of explaining the rules and regulations in a way that can be understood by readers that are not themselves US securities lawyers. Peter Castellon, Director andamp; Counsel, Citigroup Corporate andamp; Investment Banking.

Recent Developments in Securities Law

Recent Developments in Securities Law PDF Author: Michaela Falls
Publisher: Aspatore Books
ISBN: 9780314267801
Category : Securities
Languages : en
Pages : 0

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Book Description
Recent Developments in Securities Law provides an authoritative, insiders perspective on key strategies for understanding recent securities law developments. Featuring partners from some of the nations leading law firms, these experts guide the reader through key decisions in securities litigation and discuss how these cases are affecting clients and attorneys. These top lawyers reveal their advice on complying with new legal requirements by establishing internal controls and remaining up-to-date on SEC trends. From understanding the possible impact of proposed legislative changes to remaining flexible, forward-thinking, and client focused, these authors offer tips on establishing and revising client strategies. Additionally, these leaders discuss the importance of devoting adequate resources and analysis to the class certification stage of a case. The different niches represented and the breadth of perspectives presented enable readers to get inside some of the great legal minds of today, as these experienced lawyers offer up their thoughts around the keys to navigating an increasingly-enforced and rapidly-changing area of law.

Securities Market Issues for the 21st Century

Securities Market Issues for the 21st Century PDF Author: Merritt B. Fox
Publisher:
ISBN: 9781982966850
Category : Securities
Languages : en
Pages : 476

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Emerging Trends in Securities Law

Emerging Trends in Securities Law PDF Author: Harold S. Bloomenthal
Publisher: Clark Boardman Callaghan
ISBN: 9780876322437
Category : Securities
Languages : en
Pages :

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SEC News Digest

SEC News Digest PDF Author: United States. Securities and Exchange Commission
Publisher:
ISBN:
Category : Securities
Languages : en
Pages : 504

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Book Description
Lists documents available from Public Reference Section, Securities and Exchange Commission.

New Developments in Securities Litigation

New Developments in Securities Litigation PDF Author: Joshua Horn
Publisher: Aspatore Books
ISBN: 9780314264312
Category : Actions and defenses
Languages : en
Pages : 0

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Book Description
New Development in Securities Litigation provides an authoritative, inside's perspective on understanding the latest trends in securities law litigation. Featuring partners form some of the nation's leading law firms, these experts guide the reader through the intricacies of recent and proposed changes to state and federal securities law, with an emphasis on topics such as executive compensation, insider trading, proxy access rule, pay-to-cases, and aiding and abetting liability. Keeping in mind the current economic environment, these top lawyers discuss common enforcement and oversight issues, significant court cases, recent changes to the SEC, and the repercussions of Ponzi schemes. Additionally, these leaders reveal their strategies for working efficiently with regulators, keeping abreast of change, and creating an up-to-date client compliance program. The different niches represented and the breadth of perspectives presented enable readers to get inside some of the great legal minds of today, as these experienced lawyers offer up their thoughts around the keys to success within this dynamic field. Book jacket.

Securities Regulation

Securities Regulation PDF Author: James D. Cox
Publisher: Aspen Publishing
ISBN: 1543816843
Category : Law
Languages : en
Pages : 1339

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Book Description
The Ninth Edition of Securities Regulation: Cases and Materials brings onboard two new co-authors—Ann Lipton and William Sjostrom—to a casebook that has long set the standard for providing students with an in-depth, sophisticated, practical look at contemporary securities law. As it has since its first edition, Securities Regulation: Cases and Materials contains a very teachable mix of problems, cases, and textual material, encouraging students to build their knowledge base by being active problem-solvers. Always forward-thinking, stressing current developments and controversies, the book is also highly modular, so that professors can easily pick and choose how to structure their courses without being locked into any given progression. New to the Ninth Edition: Coverage of “cryptocurrencies” and coin offerings Commentary on market developments such as indexing and algorithmic trading A tighter set of problems and materials on gun-jumping under Section 5 The SEC’s latest reforms of Regulation D and the intrastate offering exemption Spotify and the trend toward direct listings as a way of going public Coverage of Supreme Court decisions from the last three years, including Lorenzo, Salman, Cyan, Lucia, and Kokesh, as well as important lower court cases The SEC broker-dealer proposal (and perhaps adoption) of Regulation Best Interest Professors and students will benefit from: The book’s highly modular organization, enabling different teaching formats and coverage Concise notes that introduce the reader to both theory and real-life practice issues A book that is always up to date and on the cutting edge

Current Developments in Federal Securities Law

Current Developments in Federal Securities Law PDF Author:
Publisher:
ISBN:
Category : Securities
Languages : en
Pages : 604

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Book Description