Prohibitions and Restrictions on Proprietary Trading and Certain Interests In, and Relationships With, Hedge Funds and Private Equity Funds (Us Federal Reserve System Regulation) (Frs) (2018 Edition) PDF Download
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Author: The Law The Law Library
Publisher: Createspace Independent Publishing Platform
ISBN: 9781727866995
Category :
Languages : en
Pages : 614
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Book Description
Prohibitions and Restrictions on Proprietary Trading and Certain Interests In, and Relationships With, Hedge Funds and Private Equity Funds (US Federal Reserve System Regulation) (FRS) (2018 Edition) The Law Library presents the complete text of the Prohibitions and Restrictions on Proprietary Trading and Certain Interests In, and Relationships With, Hedge Funds and Private Equity Funds (US Federal Reserve System Regulation) (FRS) (2018 Edition). Updated as of May 29, 2018 The OCC, Board, FDIC, and SEC (individually, an "Agency," and collectively, "the Agencies") are adopting a rule that would implement section 13 of the BHC Act, which was added by section 619 of the Dodd-Frank Wall Street Reform and Consumer Protection Act ("Dodd-Frank Act"). Section 13 contains certain prohibitions and restrictions on the ability of a banking entity and nonbank financial company supervised by the Board to engage in proprietary trading and have certain interests in, or relationships with, a hedge fund or private equity fund. This book contains: - The complete text of the Prohibitions and Restrictions on Proprietary Trading and Certain Interests In, and Relationships With, Hedge Funds and Private Equity Funds (US Federal Reserve System Regulation) (FRS) (2018 Edition) - A table of contents with the page number of each section
Author: The Law The Law Library
Publisher: Createspace Independent Publishing Platform
ISBN: 9781727866995
Category :
Languages : en
Pages : 614
Get Book Here
Book Description
Prohibitions and Restrictions on Proprietary Trading and Certain Interests In, and Relationships With, Hedge Funds and Private Equity Funds (US Federal Reserve System Regulation) (FRS) (2018 Edition) The Law Library presents the complete text of the Prohibitions and Restrictions on Proprietary Trading and Certain Interests In, and Relationships With, Hedge Funds and Private Equity Funds (US Federal Reserve System Regulation) (FRS) (2018 Edition). Updated as of May 29, 2018 The OCC, Board, FDIC, and SEC (individually, an "Agency," and collectively, "the Agencies") are adopting a rule that would implement section 13 of the BHC Act, which was added by section 619 of the Dodd-Frank Wall Street Reform and Consumer Protection Act ("Dodd-Frank Act"). Section 13 contains certain prohibitions and restrictions on the ability of a banking entity and nonbank financial company supervised by the Board to engage in proprietary trading and have certain interests in, or relationships with, a hedge fund or private equity fund. This book contains: - The complete text of the Prohibitions and Restrictions on Proprietary Trading and Certain Interests In, and Relationships With, Hedge Funds and Private Equity Funds (US Federal Reserve System Regulation) (FRS) (2018 Edition) - A table of contents with the page number of each section
Author: The Law Library
Publisher: Independently Published
ISBN: 9781795246736
Category : Law
Languages : en
Pages : 616
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Book Description
The Law Library presents the complete text of the Prohibitions and Restrictions on Proprietary Trading and Certain Interests In, and Relationships With, Hedge Funds and Private Equity Funds (US Securities and Exchange Commission Regulation) (SEC) (2018 Edition). Updated as of May 29, 2018 The OCC, Board, FDIC, and SEC (individually, an "Agency," and collectively, "the Agencies") are adopting a rule that would implement section 13 of the BHC Act, which was added by section 619 of the Dodd-Frank Wall Street Reform and Consumer Protection Act ("Dodd-Frank Act"). Section 13 contains certain prohibitions and restrictions on the ability of a banking entity and nonbank financial company supervised by the Board to engage in proprietary trading and have certain interests in, or relationships with, a hedge fund or private equity fund. This ebook contains: - The complete text of the Prohibitions and Restrictions on Proprietary Trading and Certain Interests In, and Relationships With, Hedge Funds and Private Equity Funds (US Securities and Exchange Commission Regulation) (SEC) (2018 Edition) - A dynamic table of content linking to each section - A table of contents in introduction presenting a general overview of the structure
Author: The Law The Law Library
Publisher: Createspace Independent Publishing Platform
ISBN: 9781729869215
Category :
Languages : en
Pages : 614
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Book Description
Prohibitions and Restrictions on Proprietary Trading and Certain Interests In, and Relationships With, Hedge Funds and Private Equity Funds (US Comptroller of the Currency Regulation) (OCC) (2018 Edition) The Law Library presents the complete text of the Prohibitions and Restrictions on Proprietary Trading and Certain Interests In, and Relationships With, Hedge Funds and Private Equity Funds (US Comptroller of the Currency Regulation) (OCC) (2018 Edition). Updated as of May 29, 2018 The OCC, Board, FDIC, and SEC (individually, an "Agency," and collectively, "the Agencies") are adopting a rule that would implement section 13 of the BHC Act, which was added by section 619 of the Dodd-Frank Wall Street Reform and Consumer Protection Act ("Dodd-Frank Act"). Section 13 contains certain prohibitions and restrictions on the ability of a banking entity and nonbank financial company supervised by the Board to engage in proprietary trading and have certain interests in, or relationships with, a hedge fund or private equity fund. This book contains: - The complete text of the Prohibitions and Restrictions on Proprietary Trading and Certain Interests In, and Relationships With, Hedge Funds and Private Equity Funds (US Comptroller of the Currency Regulation) (OCC) (2018 Edition) - A table of contents with the page number of each section
Author: The Law The Law Library
Publisher: Createspace Independent Publishing Platform
ISBN: 9781727775600
Category :
Languages : en
Pages : 34
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Book Description
Conformance Period for Prohibited Proprietary Trading or Private Equity or Hedge Fund Activities (US Federal Reserve System Regulation) (FRS) (2018 Edition) The Law Library presents the complete text of the Conformance Period for Prohibited Proprietary Trading or Private Equity or Hedge Fund Activities (US Federal Reserve System Regulation) (FRS) (2018 Edition). Updated as of May 29, 2018 The Board is adopting a final rule to implement the conformance period during which banking entities and nonbank financial companies supervised by the Board must bring their activities and investments into compliance with the prohibitions and restrictions on proprietary trading and relationships with hedge funds and private equity funds imposed by section 619 of the Dodd-Frank Wall Street Reform and Consumer Protection Act ("Dodd-Frank Act"). Section 619 is commonly referred to as the "Volcker Rule." The final rule is similar to the proposal issued for comment in November 2010. The Board, however, has incorporated a number of changes to the final rule to address issues raised by public commenters, to reduce potential regulatory burdens, and to clarify application of the rule. This book contains: - The complete text of the Conformance Period for Prohibited Proprietary Trading or Private Equity or Hedge Fund Activities (US Federal Reserve System Regulation) (FRS) (2018 Edition) - A table of contents with the page number of each section
Author: Securities and Securities and Exchange Commission
Publisher: Createspace Independent Publishing Platform
ISBN: 9781722094270
Category :
Languages : en
Pages : 358
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Book Description
Released 28 June 2018 The Securities and Exchange Commission (SEC) requesting comment on a proposal that would amend the regulations implementing section 13 of the Bank Holding Company Act (BHC Act). This is in regards to on the ability of a banking entity and nonbank financial company supervised by the Board to engage in proprietary trading and have certain interests in, or relationships with, a hedge fund or private equity fund. The proposed amendments are intended to provide banking entities with clarity about what activities are prohibited and to improve supervision and implementation of section 13. Say good bye to Dodd-Frank. Why buy a book you can download for free? We print this book so you don't have to. First you gotta find a good clean (legible) copy and make sure it's the latest version (not always easy). Some documents found on the web are missing some pages or the image quality is so poor, they are difficult to read. We look over each document carefully and replace poor quality images by going back to the original source document. We proof each document to make sure it's all there - including all changes. If you find a good copy, you could print it using a network printer you share with 100 other people (typically its either out of paper or toner). If it's just a 10-page document, no problem, but if it's 250-pages, you will need to punch 3 holes in all those pages and put it in a 3-ring binder. Takes at least an hour. It's much more cost-effective to just order the latest version from Amazon.com This book includes original commentary which is copyright material. Note that government documents are in the public domain. We print these large documents as a service so you don't have to. The books are compact, tightly-bound, full-size (8 1⁄2 by 11 inches), with large text and glossy covers. 4th Watch Publishing Co. is a Service-Disabled Veteran-Owned Small Business (SDVOSB). If you like the service we provide, please leave positive review on Amazon.com. These are some other finance-related books we publish: Exchange-Traded Funds
Author:
Publisher:
ISBN:
Category : Financial institutions
Languages : en
Pages : 79
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Book Description
Author: U.s. Government Accountability Office
Publisher:
ISBN: 9781974644889
Category :
Languages : en
Pages : 62
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Book Description
"In addition to trading on behalf ofcustomers, banks and their affiliateshave conducted proprietary trading,using their own funds to profit fromshort-term price changes in assetmarkets. To restrain risk-taking andreduce the potential for federal supportfor banking entities, the Dodd-FrankWall Street Reform and ConsumerProtection Act (the act) prohibitsbanking entities from engaging incertain proprietary trading. It alsorestricts investments in hedge funds,which actively trade in securities andother financial contracts, and privateequity funds, which use debt financingto invest in companies or other lessliquidassets. Regulators mustimplement these restrictions byOctober 2011. As required by Section989 of the act, GAO reviewed (1) whatis known about the risks associatedwith such activities and the potentialeffects of the restrictions and (2) howregulators oversee such activities. Toconduct this work, GAO reviewed thetrading and fund investment activitiesof the largest U.S. bank holdingcompanies and collected selected dataon their profits, losses, and riskmeasures. GAO also reviewedregulators' examinations and othermaterials related to the oversight of thelargest bank holding companies."
Author: Orice Williams Brown
Publisher: DIANE Publishing
ISBN: 1437988547
Category : Business & Economics
Languages : en
Pages : 62
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Book Description
Author: Bradley S. Duncan
Publisher: Nova Science Publishers
ISBN: 9781613240663
Category : Bank investments
Languages : en
Pages : 0
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Book Description
On 21 July 2010, President Obama signed into law the Dodd-Frank Wall Street Reform and Consumer Protection Act. The Dodd-Frank Act is intended to strengthen the financial system and constrain risk taking at banking entities. Section 619 of the Dodd-Frank Act, also known as the Volcker Rule, is a key component of this effort. The Volcker Rule prohibits banking entities, which benefit from federal insurance on customer deposits or access to the discount window, from engaging in proprietary trading and from investing in or sponsoring hedge funds and private equity funds, subject to certain exceptions. This book examines the proprietary trading and investment restrictions under the Volcker Rule.
Author: Robert L. Tortoriello
Publisher:
ISBN:
Category : Bank holding companies
Languages : en
Pages :
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Book Description
