NASD Arbitration Solution PDF Download

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NASD Arbitration Solution

NASD Arbitration Solution PDF Author: Thomas J. Hine
Publisher: John Wiley & Sons
ISBN: 9780470165911
Category : Business & Economics
Languages : en
Pages : 336

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Book Description
The right brain guide to NASD compliance for Registered Representatives This book tells the thrilling story of Thomas Hine's 22-month NASD arbitration, and how he applied timeless martial arts principles to build and protect his wealth advisory practice. The authors combine courtroom drama, vivid anecdotes, analogies, humor, and practical "how to" advice to create the definitive one-stop resource for Registered Representatives.