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Author: Robert A. Schwartz
Publisher: Springer
ISBN: 3030028712
Category : Business & Economics
Languages : en
Pages : 102
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Book Description
This book explores the integrity of equity markets, addressing such issues as the exchange vs. customer perspective on price discovery and the ways market participants deal with key regulatory concerns. Do market practitioners pass the integrity test? How does “market integrity” play out globally? What is the overall veracity of the marketplace? These are some of the key questions considered in this volume from the viewpoints of traders, economists, financial market strategists and exchange representative. Titled after the Baruch College Financial Markets Conference, Market Integrity: Do Our Equity Markets Pass the Test?, this book is of interest to market practitioners, trading professionals, academics and students in the field of financial markets. The Zicklin School of Business Financial Markets Series presents the insights emerging from a sequence of conferences hosted by the Zicklin School at Baruch College for industry professionals, regulators and scholars. Much more than historical documents, the transcripts from the conferences are edited for clarity, perspective and context; material and comments from subsequent interviews with the panelists and speakers are integrated for a complete thematic presentation. Each book is focused on a well-delineated topic, but all deliver broader insights into the quality and efficiency of the U.S. equity markets and the dynamic forces changing them.
Author: Robert A. Schwartz
Publisher: Springer
ISBN: 3030028712
Category : Business & Economics
Languages : en
Pages : 102
Get Book Here
Book Description
This book explores the integrity of equity markets, addressing such issues as the exchange vs. customer perspective on price discovery and the ways market participants deal with key regulatory concerns. Do market practitioners pass the integrity test? How does “market integrity” play out globally? What is the overall veracity of the marketplace? These are some of the key questions considered in this volume from the viewpoints of traders, economists, financial market strategists and exchange representative. Titled after the Baruch College Financial Markets Conference, Market Integrity: Do Our Equity Markets Pass the Test?, this book is of interest to market practitioners, trading professionals, academics and students in the field of financial markets. The Zicklin School of Business Financial Markets Series presents the insights emerging from a sequence of conferences hosted by the Zicklin School at Baruch College for industry professionals, regulators and scholars. Much more than historical documents, the transcripts from the conferences are edited for clarity, perspective and context; material and comments from subsequent interviews with the panelists and speakers are integrated for a complete thematic presentation. Each book is focused on a well-delineated topic, but all deliver broader insights into the quality and efficiency of the U.S. equity markets and the dynamic forces changing them.
Author: Janet Austin
Publisher:
ISBN:
Category :
Languages : en
Pages : 0
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Book Description
One of the main objectives of securities regulation around the world is to protect the integrity or fairness of the markets. This, together with protecting investors, improving the efficiency of markets and protecting the markets from systemic risk, now form the four fundamental goals of securities regulation. However, what exactly is envisaged by this concept of market integrity or fairness? Are these simply norms of behaviour incapable of further definition? Despite their importance relatively little attention has been given to these concepts in the literature. Do they, for example, require securities regulators to just work towards eliminating dishonest trading practices such as market manipulation and insider trading? Or should regulators be required to go further and ensure, for example, transparency of corporate information, transparency of price information and equality of access to the markets? Examining what is encompassed by the objectives of protecting market integrity and fairness is critical for a number of reasons. First, if they are only normative concepts, they may be incapable of measurement. This is problematic because it may then be impossible to assess the progress of securities regulators towards achieving these goals. In addition, if they are in fact incapable of further definition and measurement, innovations which improve market efficiency, another key goal of securities regulation, are likely to be permitted even if the innovation in question actually detracts from the fairness or integrity of the market. This is because improvements in market efficiency are generally quantifiable and therefore measured improvements in market efficiency create the momentum for them to be permitted. This article seeks to analyse the concepts of market integrity and market fairness. It examines how they became one of the core goals of securities regulation around the world. The article then attempts to break down these concepts and provide further definition of them. It is hoped that this analysis will encourage the development of metrics to assess securities regulators' performance and also allow the assessment of whether or not new market innovations should be adopted.
Author: Juliette Overland
Publisher:
ISBN: 9781921875038
Category : Investments
Languages : en
Pages : 134
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Book Description
This book brings together a number of experts to explore a variety of topics relating to market integrity relevant to the present debate . including rumour-mongering, regulatory mechanisms, remedies for investors, insider trading, short selling and continuous disclosure.
Author: Corporations and Markets Advisory Committee Staff
Publisher:
ISBN: 9780980523287
Category : Consumption (Economics)
Languages : en
Pages : 169
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Book Description
Author: India. Technical Group on Market Integrity
Publisher:
ISBN:
Category : International finance
Languages : en
Pages : 166
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Book Description
With special reference to money laundering; in the Indian context.
Author:
Publisher:
ISBN:
Category : Carbon offsetting
Languages : en
Pages :
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Book Description
Author: Janet Austin
Publisher: Edward Elgar Publishing
ISBN: 1786436426
Category : Insider trading in securities
Languages : en
Pages : 286
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Book Description
This book explores how the globalization of securities markets has affected market manipulation and insider trading. It delves into the responses of securities regulators, discussing new regulations designed to deter such misconduct, as well as they ways in which detection, investigation and prosecution techniques are adapting to tackle insider trading and market manipulation that crosses international boundaries.
Author: Australia. Corporations and Markets Advisory Committee
Publisher:
ISBN:
Category : Corporate governance
Languages : en
Pages : 53
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Book Description
Author: Alan Kolp
Publisher: Atomic Dog Pub Incorporated
ISBN: 9781592602476
Category : Business & Economics
Languages : en
Pages : 226
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Book Description
Author: Janet Austin
Publisher:
ISBN:
Category :
Languages : en
Pages : 54
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Book Description
Stock exchanges and trading on them has changed dramatically in the last few decades as markets for securities have fragmented, trading volumes have escalated and the opportunities to trade in different markets and across international borders has increased. These changes to the markets have been driven principally by a focus on improving market efficiency, liquidity and investor choice rather than protecting the integrity (or fairness) of the markets. Yet some of these changes may have had an adverse impact on market integrity and, in particular, may have increased the ability of market participants to engage in market abuse such as insider trading and market manipulation. In response to these changes, securities regulators have endeavoured to adapt to this new trading environment, but has the reaction of regulators been satisfactory to protect the fairness of markets? This article seeks to explore this question by outlining the changes, considering how they may have impacted upon market integrity and analysing the regulatory response. Finally this article argues that to successfully maintain and improve market integrity considerably more needs to be done to improve the collection, exchange and analysis of information to maintain effective market oversight.
