Investment Management Law and Regulation PDF Download
Are you looking for read ebook online? Search for your book and save it on your Kindle device, PC, phones or tablets. Download Investment Management Law and Regulation PDF full book. Access full book title Investment Management Law and Regulation by Harvey E. Bines. Download full books in PDF and EPUB format.
Author: Harvey E. Bines
Publisher: Wolters Kluwer
ISBN: 0735530483
Category : Law
Languages : en
Pages : 968
Get Book Here
Book Description
In its First Edition, this classic treatise called attention to the duty of reasonable care, the duty of loyalty and the public duty of fiduciaries to the marketplace. Grounded in the idea that prudent investing is to be defined by professional practices accepted as appropriate at the time of investment by the management, thereby permitting such practices to adapt to changing conditions and insights, the field of investment management law and regulation has at its center the goal of a common standard of care for investment.Now in its Second Edition, this definitive guide to investment management law and regulation helps you to profitably adapt to today's new and changing conditions and anticipate tomorrow's regulatory response.Here are just a few of the reasons why Investment Management Law and Regulation will be so valuable to you:Explains and analyzes all the ins and outs of the law, clarifies the complexities, answers your questions, points out pitfalls and helps you avoid themCovers the entire field in one volume, saves you valuable time and effort in finding information and searching through stacks of referencesEnsures compliance with all relevant regulations, makes sure nothing is overlooked, protects you against costly mistakesUpdates you on the latest important changes, tells you what is happening now and what is likely to happen in the future Investment Management Law and Regulation is the only up-to-date volume to offer a comprehensive examination of the field of investment management law, covering everything from financial theory and legal theory to the various aspects of hands-on fund management. It's the only resource of its kind that:Identifies and explains the financial theories that control the development of investment management law across management activitiesGives critical judicial, legislative, and regulatory history that makes recent law and regulation more comprehensibleCovers all areas of regulation governing the activities of investment managers, including marketing, suitability, advisory contacts, fees, exculpation and indemnification, performance, fiduciary obligations, conflicts of interest, best executionProvides the practical tools that help predict more effectively how regulators will respond to new marketplace developments and productsIntegrates investment management law and regulation for all institutional investment managersAnd more Whether you are a manager, broker, banker, or legal counsel, a seasoned professional or just starting out, this treatise will quickly become your most trusted guide through the intricacies of this complex, critical, and closely scrutinized area
Author: Lynden Griggs
Publisher: Lawbook Company
ISBN: 9780455226309
Category : Commercial law
Languages : en
Pages : 712
Get Book Here
Book Description
Managers and the Law, 3rd Edition continues to be a practical guide for the manager in business, as well as a user-friendly text for law units within MBA and other management courses throughout Australia. Presenting the law from a manager's perspective, it is designed to give managers access to sufficient legal information to enable them to better use law to assist the various functions of their business; see how the law can be used as a tool to prevent problems before they arise; and determine when specialist legal advice is required and how best to work with a lawyer to resolve issues. Managers and the Law focuses on the management of risk in the workplace and has been structured to illustrate principles in a practical context. Pedagogical features such as cases in point, diagrams and illustrative case studies assist students and managers alike to readily comprehend the issues likely to be faced in business and ensure this edition will continue to be a valuable reference tool.
Author: Dana M. Muir
Publisher: John Wiley & Sons
ISBN: 0787970654
Category : Business & Economics
Languages : en
Pages : 210
Get Book Here
Book Description
Managers at all levels are constantly challenged to do more with fewer employees, to motivate diverse groups of people, and to face up to tough people problems in their workforces. An important key to managers' success is accomplishing these goals while protecting themselves and their companies from legal liability. Yet some in management tend to blame legal requirements for hindering progress toward solving problems. U.S. law, however, provides managers with broad discretion in many employment situations and in most cases helps ensure that managers perform their essential functions in a way that is fundamentally fair while still supporting company goals. A Manager's Guide to Employment Law will help managers make day-to-day decisions on how best to manage their employees and handle issues of legal liability. Expert author Dana Muir identifies the subtle and unnecessary mistakes managers make that cause legal headaches and shows how becoming familiar with basic principles of employment law will enable them to develop an internal compass to help make the right decisions. Each chapter focuses on legal concepts of broad application in today's workplace, providing real examples of problems managers face and offering strategies for addressing those problems.
Author: Ms Helena Haapio
Publisher: Gower Publishing, Ltd.
ISBN: 1409459934
Category : Business & Economics
Languages : en
Pages : 200
Get Book Here
Book Description
Savvy managers no longer look at contracts and the law reactively but use them proactively to reduce their costs, minimize their risks, secure key talent, collaborate to innovate, protect intellectual property, and create value for their customers that is superior to that offered by competitors. To achieve competitive advantage in this way managers need a plan. Proactive Law for Managers provides this plan; The Manager's Legal PlanTM. George Siedel and Helena Haapio first discuss the traditional, reactive approach used by many managers when confronted with the law, then contrast it with a proactive approach that enables the law and managers' legal capabilities to be used to prevent problems, promote successful business, and achieve competitive advantage. Proactive Law for Managers shows how to use contracts and the law to create new value and innovate in often neglected areas – and implement ideas in a profitable manner.
Author: David H Rosenbloom
Publisher: Routledge
ISBN: 0429973861
Category : Political Science
Languages : en
Pages : 209
Get Book Here
Book Description
This book focuses on the essentials that public managers should know about administrative law—why we have administrative law, the constitutional constraints on public administration, and administrative law’s frameworks for rulemaking, adjudication, enforcement, transparency, and judicial and legislative review. Rosenbloom views administrative law from the perspectives of administrative practice, rather than lawyering with an emphasis on how various administrative law provisions promote their underlying goal of improving the fit between public administration and U.S. democratic-constitutionalism. Organized around federal administrative law, the book explains the essentials of administrative law clearly and accurately, in non-technical terms, and with sufficient depth to provide readers with a sophisticated, lasting understanding of the subject matter.
Author: Ceri Warnock
Publisher:
ISBN: 9781927248744
Category : Environmental law
Languages : en
Pages : 339
Get Book Here
Book Description
Most legal practitioners need some working knowledge of the Resource Management Act (RMA) and as a result RMA has become a major subject within Law Faculties. However, it is a complex and dense subject and students often struggle, particularly as most RMA courses are condensed into a single semester. FOCUS ON RESOURCE MANAGEMENT LAW provides a straightforward introduction to resource management law. It explains the main statutory provisions; includes summaries of the leading cases, suggestions for further reading and prepares students for exams by including practice exam questions and answers. Features: A ' new' type of student law textbook for New Zealand. The text is in simple language, with case summaries alongside the moment the case is mentioned allowing the user/student a better understanding of context and why the case has been mentioned.
Author: John T. Wolohan
Publisher:
ISBN:
Category : Law
Languages : en
Pages : 788
Get Book Here
Book Description
This text for undergraduate and graduate courses covers negligence law, intentional torts and criminal acts, risk management, contract law, constitutional law, and sport and legislation. Each chapter begins with an introduction, then explains fundamental concepts, presents a significant case, and discusses recent developments in the area. Material is written in plain language, and key terms are highlighted and defined. This second edition contains 18 new and revised chapters, with greatly expanded material on risk management. The first edition was titled Sport Law for Sport Managers. c. Book News Inc.
Author: Nancy J. White
Publisher: Delmar Pub
ISBN: 9781418048471
Category : Architecture
Languages : en
Pages : 511
Get Book Here
Book Description
The construction industry now has a clear, targeted resource for learning pertinent legal principles. Traditional books focus on general legal principles or general construction practices, while this book focuses on that critical place where the law and construction practices intersect. From labor law to contracts, property law to insurance, Construction Law for Managers, Architects, and Engineers uses real-world examples and clear, straightforward business language to transform complex legal jargon into relevant, applicable legal principles and strategies. This book serves as an ideal reference for managers, architects, engineers, construction executives, as well as a useful learning tool for students seeking the knowledge to succeed in these important fields.Check out our app, DEWALT® Mobile Pro(tm). This free app is a construction calculator with integrated reference materials and access to hundreds of additional calculations as add-ons. To learn more, visit dewalt.com/mobilepro.
Author: Harvey E. Bines
Publisher: Wolters Kluwer
ISBN: 0735530483
Category : Law
Languages : en
Pages : 968
Get Book Here
Book Description
In its First Edition, this classic treatise called attention to the duty of reasonable care, the duty of loyalty and the public duty of fiduciaries to the marketplace. Grounded in the idea that prudent investing is to be defined by professional practices accepted as appropriate at the time of investment by the management, thereby permitting such practices to adapt to changing conditions and insights, the field of investment management law and regulation has at its center the goal of a common standard of care for investment.Now in its Second Edition, this definitive guide to investment management law and regulation helps you to profitably adapt to today's new and changing conditions and anticipate tomorrow's regulatory response.Here are just a few of the reasons why Investment Management Law and Regulation will be so valuable to you:Explains and analyzes all the ins and outs of the law, clarifies the complexities, answers your questions, points out pitfalls and helps you avoid themCovers the entire field in one volume, saves you valuable time and effort in finding information and searching through stacks of referencesEnsures compliance with all relevant regulations, makes sure nothing is overlooked, protects you against costly mistakesUpdates you on the latest important changes, tells you what is happening now and what is likely to happen in the future Investment Management Law and Regulation is the only up-to-date volume to offer a comprehensive examination of the field of investment management law, covering everything from financial theory and legal theory to the various aspects of hands-on fund management. It's the only resource of its kind that:Identifies and explains the financial theories that control the development of investment management law across management activitiesGives critical judicial, legislative, and regulatory history that makes recent law and regulation more comprehensibleCovers all areas of regulation governing the activities of investment managers, including marketing, suitability, advisory contacts, fees, exculpation and indemnification, performance, fiduciary obligations, conflicts of interest, best executionProvides the practical tools that help predict more effectively how regulators will respond to new marketplace developments and productsIntegrates investment management law and regulation for all institutional investment managersAnd more Whether you are a manager, broker, banker, or legal counsel, a seasoned professional or just starting out, this treatise will quickly become your most trusted guide through the intricacies of this complex, critical, and closely scrutinized area
Author: Michael Adams
Publisher: Routledge
ISBN: 1876213167
Category : Law
Languages : en
Pages : 129
Get Book Here
Book Description
Essential management law (Cavendish essential series)
Author: Arthur Brown
Publisher: John Wiley & Sons
ISBN: 0470698306
Category : Health & Fitness
Languages : en
Pages : 288
Get Book Here
Book Description
Awareness of the law is an essential part of any medical practice manager's role and is becoming even more important as patients and employees are becoming more litigation conscious. Every doctor in general practice must take note of the legal rights of different classes of people such as patients, employees, visitors to the surgery, and suppliers of goods and services to the practice, to ensure that these rights are not infringed in any way. Additionally the doctor must have a general knowledge of his/her own rights and how to seek redress when he/she is wronged. This handbook is designed to provide a practical guide to the law in easily understandable language and does not pretend to be a formal textbook on the law. It describes the main features of the law that are likely to impact a medical general practice, in a user-friendly well-illustrated fashion. Complex legal minutiae have been stripped away to help the non-lawyer gain an understanding of the law.
