Financial Services Authority Regulation and Risk-Based Compliance PDF Download

Are you looking for read ebook online? Search for your book and save it on your Kindle device, PC, phones or tablets. Download Financial Services Authority Regulation and Risk-Based Compliance PDF full book. Access full book title Financial Services Authority Regulation and Risk-Based Compliance by Andrew Haynes. Download full books in PDF and EPUB format.

Financial Services Authority Regulation and Risk-Based Compliance

Financial Services Authority Regulation and Risk-Based Compliance PDF Author: Andrew Haynes
Publisher: Bloomsbury Professional
ISBN: 9781845922498
Category : Law
Languages : en
Pages : 0

Get Book Here

Book Description
Previously entitled "Risk-Based Compliance" this unique guide to the role of risk-based FSA regulation compliance in the financial services industry has been fully updated and comprehensively re-written. Focusing on the latest due diligence mechanisms, the guidance and information provided ensures financial services organisations can accurately and confidently comply with their legal responsibilities. This advice and information includes: operating a risk-based approach to regulation, FSA supervision of regulated firms, financial services and markets tribunals, the EU's Financial Services Action Plan, and the FSA Tribunal decisions.