OTC Derivatives Regulation Under Dodd-Frank

OTC Derivatives Regulation Under Dodd-Frank PDF Author: William Charles Meehan
Publisher:
ISBN: 9780314638236
Category : Clearing of securities
Languages : en
Pages : 750

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Book Description

OTC Derivatives Regulation Under Dodd-Frank

OTC Derivatives Regulation Under Dodd-Frank PDF Author: William Charles Meehan
Publisher:
ISBN: 9780314638236
Category : Clearing of securities
Languages : en
Pages : 750

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Book Description


Derivatives Law and Regulation

Derivatives Law and Regulation PDF Author: Gary E. Kalbaugh
Publisher:
ISBN: 9781531004156
Category :
Languages : en
Pages : 698

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Book Description


Over-the-Counter Derivatives Regulation in Hong Kong and Singapore

Over-the-Counter Derivatives Regulation in Hong Kong and Singapore PDF Author: Christopher Chen
Publisher: BRILL
ISBN: 9004343415
Category : Law
Languages : en
Pages : 58

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Book Description
In this work, Christopher Chen examines and compares the regulation of over-the-counter derivatives in Hong Kong and Singapore, the two largest international financial centres in Asia Pacific. Chen analyses current or proposed regulations on trade reporting, centralised clearing and mandatory exchange trading mandates regarding OTC derivatives against the backdrop of reforms of international financial regulatory structure after the global financial crisis. The article also relates the reforms in Asia to development in major Western markets such as the US, the UK or the European Union. Apart from technical comparison and dissecting of content of rules from different angles, his work also examines the rationale behind those reforms and policy concerns behind Asian adoption of the regulatory mandates prescribed by G20 as well as potential policy concerns (such as competition and extraterritoriality) in a market that is dominated by Western banks.

Derivatives Regulation

Derivatives Regulation PDF Author: Philip McBride Johnson
Publisher: Wolters Kluwer
ISBN: 0735533369
Category : Business & Economics
Languages : en
Pages : 663

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Book Description
For over a quarter century, Commodities Regulation has been recognized as the resource covering the derivatives marketplace. Today, Derivatives Regulation builds on that expertise, delivering the coverage professionals and practitioners need in order to stay current with this changing topic. Derivatives Regulation comprehensively covers the Commodity Exchange Act along with all other relevant aspects of the regulation of securities that have an impact on the derivatives markets. Derivatives Regulation is completely updated to cover the full range of emerging regulatory, reporting, and legal issues surrounding derivatives and related instruments, including: Distinguishing between regulated and unregulated derivatives�and knowing which rules to apply The significant roles of the SEC and the federal laws in regulating derivatives Meeting standards for exemption or other relief The workings of the derivatives markets and the rules applicable to trading Registration, reporting, and disclosure requirements applicable to commodities professionals Criteria for publicly traded futures and commodity options Rules governing unprofessional conduct, including the antifraud and anti-manipulation prohibitions Customer protections, the CFTC�s reparations program, arbitration programs, and private rights of action in the courts

U.S. Regulation of the International Securities and Derivatives Markets

U.S. Regulation of the International Securities and Derivatives Markets PDF Author:
Publisher: Aspen Law & Business Publishers
ISBN:
Category : Business & Economics
Languages : en
Pages : 254

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Book Description


The Law of Derivatives

The Law of Derivatives PDF Author: Simon James
Publisher: CRC Press
ISBN: 1317811313
Category : Law
Languages : en
Pages : 382

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Book Description
This volume focuses on the legal risks arising in English law in the course of derivatives transactions. It discusses the following issues: the legal risks arising in the negotiation and conduct of derivatives transactions; the regulation of the derivatives market; the capacity to enter into derivatives transactions and the standard term upon which this is done; the consequences of default by a counterparty; and the standard terms on which derivatives are entered into, particularly the ISDA Master Agreement.

Building the Global Market:A 4000 Year History of Derivatives

Building the Global Market:A 4000 Year History of Derivatives PDF Author: Edward Swan
Publisher: Springer
ISBN: 9789041197597
Category : Law
Languages : en
Pages : 0

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Book Description
This is a history of derivative contracts, their assignability and the regulation of derivatives markets from ancient Mesopotamia to the present day. It concludes with an analysis of future regulatory prospects and the implications of the historical data for derivatives trade and regulation.

The Politics of Regime Complexity in International Derivatives Regulation

The Politics of Regime Complexity in International Derivatives Regulation PDF Author: Lucia Quaglia
Publisher:
ISBN: 0198866070
Category : Business & Economics
Languages : en
Pages : 257

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Book Description
This book examines the post-crisis international regulation of derivatives by bringing together the international relations literature on regime complexity and the international political economy literature on financial regulation.

Regulating Financial Derivatives

Regulating Financial Derivatives PDF Author: Alexandra G. Balmer
Publisher: Edward Elgar Publishing
ISBN: 1788111923
Category : Business & Economics
Languages : en
Pages : 228

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Book Description
This book puts forward a holistic approach to post-crisis derivatives regulation, providing insight into how new regulation has dealt with the risk that OTC derivatives pose to financial stability. It discusses the implications that post crisis regulation has had on central counterparties and the risk associated with clearing of OTC derivatives. The author offers a novel solution to tackle the potential negative externalities from the failure of a central counterparty and identifies potential new risks arising from post crisis reforms.

Capital Markets, Derivatives and the Law

Capital Markets, Derivatives and the Law PDF Author: Alan N. Rechtschaffen
Publisher: Oxford University Press
ISBN: 0195339088
Category : Business & Economics
Languages : en
Pages : 383

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Book Description
President Obama recently called for a new financial regulation system in the United States. In order to understand the intricacies of new regulation, individuals must have a strong foundation in how capital markets function as well as how financial instruments and derivatives work. Capital Markets, Derivatives, and the Law provides readers with the foundation necessary to make informed, well-reasoned decisions about capital market participation, derivative utilization, and adherence to existing and future regulations. This publication is an essential guide for attorneys and business professionals looking for an accessible resource to better understand the legal and business considerations of capital markets and derivatives transactions. This book offers expert insight into how derivatives work. The author also explores the structures of derivatives as well as how they are regulated and litigated. In the complex world of the current capital market upheaval, this book provides useful definitions, case law examples, and insight into structures, regulation, and litigation strategies.