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Author: Jerry W. Markham
Publisher: Clark Boardman Callaghan
ISBN: 9780876325520
Category : Commodity exchanges
Languages : en
Pages : 0
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Book Description
This treatise provides examination of the scope and intended application of the fraud, manipulation and trading practice prohibitions of the Commodity Exchange Act. It offers practitioners comprehensive treatment of specific types of fraud, prohibited trade practices, general standards, such as secondary liability and scienter, and many other topics.
Author: Jerry W. Markham
Publisher: Clark Boardman Callaghan
ISBN: 9780876325520
Category : Commodity exchanges
Languages : en
Pages : 0
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Book Description
This treatise provides examination of the scope and intended application of the fraud, manipulation and trading practice prohibitions of the Commodity Exchange Act. It offers practitioners comprehensive treatment of specific types of fraud, prohibited trade practices, general standards, such as secondary liability and scienter, and many other topics.
Author: Philip McBride Johnson
Publisher:
ISBN:
Category : Commodity exchanges
Languages : en
Pages : 212
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Book Description
Author: Philip McBride Johnson
Publisher: Wolters Kluwer
ISBN: 0735533369
Category : Business & Economics
Languages : en
Pages : 663
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Book Description
For over a quarter century, Commodities Regulation has been recognized as the resource covering the derivatives marketplace. Today, Derivatives Regulation builds on that expertise, delivering the coverage professionals and practitioners need in order to stay current with this changing topic. Derivatives Regulation comprehensively covers the Commodity Exchange Act along with all other relevant aspects of the regulation of securities that have an impact on the derivatives markets. Derivatives Regulation is completely updated to cover the full range of emerging regulatory, reporting, and legal issues surrounding derivatives and related instruments, including: Distinguishing between regulated and unregulated derivatives�and knowing which rules to apply The significant roles of the SEC and the federal laws in regulating derivatives Meeting standards for exemption or other relief The workings of the derivatives markets and the rules applicable to trading Registration, reporting, and disclosure requirements applicable to commodities professionals Criteria for publicly traded futures and commodity options Rules governing unprofessional conduct, including the antifraud and anti-manipulation prohibitions Customer protections, the CFTC�s reparations program, arbitration programs, and private rights of action in the courts
Author: Philip MacBride Johnson
Publisher:
ISBN:
Category : Commodity exchanges
Languages : en
Pages : 244
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Book Description
Author: United States. General Accounting Office
Publisher:
ISBN:
Category : Commodity exchanges
Languages : en
Pages : 304
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Book Description
Author:
Publisher:
ISBN:
Category : Commodity exchanges
Languages : en
Pages : 206
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Book Description
Author: Philip Macbride Johnson
Publisher: Aspen Publishers
ISBN: 9780316469470
Category :
Languages : en
Pages : 900
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Book Description
This comprehensive two volume treatise on commodities law is directed at the practitioner in the field. A supplement containing the Futures Trading Act of 1982 and amended sections of the CEA is provided.
Author: Alexander Swantz
Publisher:
ISBN:
Category : Commodity exchanges
Languages : en
Pages : 68
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Book Description
Author: Jerry W. Markham
Publisher:
ISBN: 9780420611307
Category :
Languages : en
Pages :
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Book Description
This work is a two-volume treatise that zeroes in on crucial back-office operations issues faced by broker-dealers everyday. It includes protection, use of customer funds, net capital requirements, record-keeping, reporting and credit regulations. In addition, the work offers an overview of the historical development of broker-dealer practices and the regulatory framework that has grown up around them. It also integrates coverage of commodities regulation throughout the text, oftern comparing and contrasting the different ways securities and commodities regulatory schemes impact upon specific broker-dealer activities.
Author: Jerry W. Markham
Publisher: Clark Boardman Callaghan
ISBN: 9780876325520
Category : Commodity exchanges
Languages : en
Pages : 0
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Book Description
This treatise provides examination of the scope and intended application of the fraud, manipulation and trading practice prohibitions of the Commodity Exchange Act. It offers practitioners comprehensive treatment of specific types of fraud, prohibited trade practices, general standards, such as secondary liability and scienter, and many other topics.
