A Review and Evaluation of Federal Margin Regulations

A Review and Evaluation of Federal Margin Regulations PDF Author:
Publisher:
ISBN:
Category : Federal Reserve banks
Languages : en
Pages : 208

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Book Description

A Review and Evaluation of Federal Margin Regulations

A Review and Evaluation of Federal Margin Regulations PDF Author:
Publisher:
ISBN:
Category : Federal Reserve banks
Languages : en
Pages : 208

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Book Description


International Convergence of Capital Measurement and Capital Standards

International Convergence of Capital Measurement and Capital Standards PDF Author:
Publisher: Lulu.com
ISBN: 9291316695
Category : Bank capital
Languages : en
Pages : 294

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Book Description


Report on the Regulation of Futures Margins

Report on the Regulation of Futures Margins PDF Author:
Publisher:
ISBN:
Category : Commodity exchanges
Languages : en
Pages : 36

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Book Description


The Federal Reserve System Purposes and Functions

The Federal Reserve System Purposes and Functions PDF Author: Board of Governors of the Federal Reserve System
Publisher:
ISBN: 9780894991967
Category : Banks and Banking
Languages : en
Pages : 0

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Book Description
Provides an in-depth overview of the Federal Reserve System, including information about monetary policy and the economy, the Federal Reserve in the international sphere, supervision and regulation, consumer and community affairs and services offered by Reserve Banks. Contains several appendixes, including a brief explanation of Federal Reserve regulations, a glossary of terms, and a list of additional publications.

The Industrial Organization and Regulation of the Securities Industry

The Industrial Organization and Regulation of the Securities Industry PDF Author: Andrew W. Lo
Publisher: University of Chicago Press
ISBN: 0226488497
Category : Business & Economics
Languages : en
Pages : 390

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Book Description
The regulation of financial markets has for years been the domain of lawyers, legislators, and lobbyists. In this unique volume, experts in industrial organization, finance, and law, as well as members of regulatory agencies and the securities industry, examine the securities industry from an economic viewpoint. Ten original essays address topics including electronic trading and the "virtual"stock exchange; trading costs and liquidity on the London and Tokyo Stock Exchanges and in the German and Japanese government bond markets; international coordination among regulatory agencies; and the impact of changing margin requirements on stock prices, volatility, and liquidity. This clear presentation of groundbreaking research will appeal to economists, lawyers, and legislators who seek a refreshingly new perspective on policy issues in the securities industry.

Regulatory Reform of Stock and Futures Markets

Regulatory Reform of Stock and Futures Markets PDF Author: Franklin R. Edwards
Publisher: Springer Science & Business Media
ISBN: 9400921934
Category : Business & Economics
Languages : en
Pages : 201

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Book Description


Securities Futures Market Credit Protection Act--H.R. 3597

Securities Futures Market Credit Protection Act--H.R. 3597 PDF Author: United States. Congress. House. Committee on Banking, Finance, and Urban Affairs. Subcommittee on Domestic Monetary Policy
Publisher:
ISBN:
Category : Commodity exchanges
Languages : en
Pages : 368

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Book Description


Oversight Hearings--matters Relating to the October 19 Market Break

Oversight Hearings--matters Relating to the October 19 Market Break PDF Author: United States. Congress. Senate. Committee on Agriculture, Nutrition, and Forestry
Publisher:
ISBN:
Category : Program trading (Securities)
Languages : en
Pages : 528

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Book Description


"Black Monday," the Stock Market Crash of October 19, 1987

Author: United States. Congress. Senate. Committee on Banking, Housing, and Urban Affairs
Publisher:
ISBN:
Category : Securities industry
Languages : en
Pages : 612

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Book Description


Modern Investment Management and the Prudent Man Rule

Modern Investment Management and the Prudent Man Rule PDF Author: Bevis Longstreth
Publisher: Oxford University Press
ISBN: 0195364694
Category : Law
Languages : en
Pages : 292

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Book Description
In recent years the field of finance has exploded with innovation. New products, services and techniques abound. The risks of inflation, the volatility of interest rates, the deregulation of financial intermediaries and the unbundling of financial services have combined to present investment managers with challenges and opportunities far greater than in the past. For trustees and managers of pension, trust, endowment, and similar funds, the task of meeting the challenges and exploiting the opportunities is much more difficult. These fiduciaries must measure their investment decisions against constrained interpretations of a legal standard--the prudent man rule--that have caused it to lag far behind changes in investment theory and the marketplace. Drawing on financial history, a major opinion survey of institutional investors, and comprehensive reviews of the law and of the lessons of modern portfolio theory for prudence, this book presents a powerful case that the prudent man rule as elaborated in legal treatises and much of the case law would virtually compel a fiduciary to act imprudently in terms of financial theory and marketplace reality. In proposing a modern paradigm of investment prudence, the book uses illustrations drawn from such traditionally suspect categories of investment fiduciaries as securities lending, real estate, venture capital, options and futures and repurchaser agreements. An unusual examination of the interaction of the worlds of law and finance, this work will be of interest to fiduciaries who are subject to some from of prudent man rule and all others, including judges, lawyers and investment managers, who are called upon to interpret and apply that legal standard.